Samuel Neff has been Financial Advisor of Financial Enhancement Group since January 2025, is not listed as a control person, but directly owns between 5% and 10% of the firm. Samuel Neff holds a Bachelor's degree from Michigan State University.
Financial Enhancement Group LLC is an Anderson, IN firm with $987M under management, 1,281 clients and 22 advisers across 6 offices, as of its September 2026 filing.
Sam Neff is President and Director of Financial Planning of Financial Enhancement Group. In addition to serving families directly, he leads the firm's advisors in professional growth, planning execution and family service, with a focus on the firm's Family Focus® Process and the quality control that supports it. Before entering financial services, he worked in operations and leadership for a large retail organization.
Samuel Neff’s longest registration was 3 years at Equitable Advisors, LLC (2019–2022). Before joining Financial Enhancement Group in 2023, Samuel Neff was registered through Four Quadrant Wealth Advisors, Inc. and Equitable Advisors, LLC.
- Financial Enhancement GroupCurrent– present · 3 yearsIndianapolis, IN · Adviser representative · Firm CRD 159017
- Four Quadrant Wealth Advisors, Inc.– · 1 yearCarmel, IN · Adviser representative · Firm CRD 130753
- Equitable Advisors, LLC– · 3 yearsCarmel, IN · Adviser representative · Firm CRD 6627
Professional designations
Listed by Financial Enhancement Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Samuel Neff is registered as an investment adviser representative in Indiana, since September 2023.
- IndianaSince 29 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 December 2018 |
| SIE | Securities Industry Essentials Examination | 3 November 2018 |
| Series 7 | General Securities Representative Examination | 2 November 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- CRD
- 7010596
- Firm
- Financial Enhancement Group · CRD 159017
- Role
- Financial Advisor
- Office
- 9757 Westpoint Drive, Suite 400, Indianapolis, IN 46256
- Registration
- Investment adviser registration
- In the industry since
- November 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- yourlifeafterwork.com
Where does Samuel Neff work?
Samuel Neff has been Financial Advisor of Financial Enhancement Group LLC since January 2025.
Is Samuel Neff a financial advisor?
Yes. Samuel Neff has a current investment-adviser registration in Indiana, through Financial Enhancement Group since September 2023.
How many years of experience does Samuel Neff have?
Samuel Neff has 7 years in the financial industry, since November 2018, across 3 adviser firms.
What exams has Samuel Neff passed?
Samuel Neff has passed 3 licensing exams: the Series 7, SIE and Series 66. The earliest, the Series 7, was passed in November 2018.
Where did Samuel Neff work before Financial Enhancement Group?
Before Financial Enhancement Group, Samuel Neff was registered through Four Quadrant Wealth Advisors, Inc., June 2022 to September 2023; Equitable Advisors, LLC, February 2019 to June 2022.
Where is Samuel Neff based?
Samuel Neff’s registered office is in Indianapolis, IN.
Is Samuel Neff registered with FINRA?
No. Samuel Neff has no current broker registration.
Is Samuel Neff a CFP?
Financial Enhancement Group lists Samuel Neff with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Samuel Neff’s record?
Search CRD 7010596 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Neff’s full registration record.
Donald HodsonChief Compliance Officer, Owner
Jamie BurtonFinancial Advisor
Joseph ClarkManaging Member- Dusty EmmonsAccount Specialist
Seth GrimmeFinancial Advisor
Daren HardestyFinancial Advisor
Adam HarterChief Investment Strategist, Owner
Paul KarshnerFinancial Advisor- Stacy J McNealProcessor
- Vicky J MelladyFirm Administrator
Aaron RheaumeDirector of Financial Planning- Taylor JenkinsonLead Paraplanner
Grant SolivenFinancial Advisor