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Richard Kayne

Co-Chairman & Founder; Limited Partner at Kayne Anderson Capital Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Richard Kayne is Co-Chairman & Founder; Limited Partner of Kayne Anderson Capital Advisors, L.P., a Houston investment adviser managing $34.1B. Richard Kayne has past investment-adviser registrations through 1 firm and has passed 5 licensing exams.

Role at Kayne Anderson Capital Advisors

Title on Schedule A
Co-Chairman & Founder; Limited Partner
Control
Richard Kayne is a control person of Kayne Anderson Capital Advisors.
Ownership
The filed direct ownership band is 25% to 50%.
Tenure
Richard Kayne has held the filed role since June 1994.

The firm

Kayne Anderson Capital Advisors, L.P.
Houston, TX

Form ADV filed 6 August 2026

$34.1B AUM113 clients142 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2015
  2. Kayne Anderson Capital Advisors LP
    – · 11 years
    Houston, TX · Adviser representative · Firm CRD 104536
  3. Kayne Anderson Capital Advisors LP
    – · 10 years
    Los Angeles, CA · Adviser representative · Firm CRD 104536
  4. Passed Series 55 · 2000
  5. Passed Series 63 · 1981
  6. Passed Series 00 · 1973
  7. Passed Series 1 · 1968

Registrations and exams

No current adviser or broker registration. Richard Kayne has passed 5 qualifying exams.

Examinations

Series 6323 April 1981
Name
Uniform Securities Agent State Law Examination
Series 005 March 1973
Name
General Securities Principal Examination
SIE13 February 2015
Name
Securities Industry Essentials Examination
Series 5526 April 2000
Name
Limited Representative-Equity Trader Exam
Series 120 December 1968
Name
Registered Representative Examination

Individual record

Full name
Richard Alan Kayne
CRD
265609
Firm
Kayne Anderson Capital Advisors, L.P.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Richard Kayne work?

Richard Kayne has been Co-Chairman & Founder; Limited Partner of Kayne Anderson Capital Advisors, L.P. since June 1994, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 August 2026

Does Richard Kayne have a current investment-adviser registration?

Richard Kayne has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Kayne passed?

Richard Kayne has passed 5 licensing exams: the Series 1, Series 00, Series 63, Series 55 and SIE. The earliest, the Series 1, was passed in December 1968.

Source: IAPD individual record, checked 17 October 2026

Where was Richard Kayne previously registered as an investment adviser?

Richard Kayne has past investment-adviser registrations through Kayne Anderson Capital Advisors LP, January 2015 to October 2025; Kayne Anderson Capital Advisors LP, March 2005 to December 2014, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Kayne Anderson Capital Advisors

  • Paul Blank
    Chief Executive Officer; Limited Partner
  • Albert Rabil
    Chief Executive Officer and Managing Partner of Ka Real Estate; Limited Partner
  • Paul Stapleton
    Chief Financial Officer; Limited Partner
  • Michael O'Neil
    Chief Compliance Officer; Limited Partner
  • James Baker
    Director; Limited Partner
  • Matthew Barbabella
    General Counsel; Limited Partner; Director
  • Douglas Goodwillie
    Director; Limited Partner
  • Terrence Quinn
    Vice Chairman; Limited Partner
  • Sydney Selznick
    Director; Limited Partner
  • Robert Sinnott
    Co-Chairman; Limited Partner
  • Daniel Weingeist
    Director; Limited Partner

Sources

  1. IAPD individual record, CRD 265609. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Kayne Anderson Capital Advisors, L.P., filed 6 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Kayne or Kayne Anderson Capital Advisors, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.