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Paul Stapleton

Chief Financial Officer; Limited Partner at Kayne Anderson Capital Advisors

Broker registration; no current adviser registration

Paul Stapleton is Chief Financial Officer; Limited Partner of Kayne Anderson Capital Advisors, L.P., a Houston investment adviser managing $34.1B. Paul Stapleton has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

3
Licensing exams

From the IAPD record · data retrieved 18 October 2026SEC record

Career

Paul Stapleton has been Chief Financial Officer and Limited Partner of Kayne Anderson Capital Advisors since March 2011. Paul Stapleton is a control person of the firm and directly owns under 5% of it. Paul Stapleton holds a B.S. in Accounting from Loyola Marymount University and an M.B.A. from UCLA Anderson School of Management.

Kayne Anderson Capital Advisors, L.P. is a Houston, TX firm with $34.1B under management, 113 clients and 142 advisers across 7 offices, as of its August 2026 filing.

Oversees investment accounting, partnership tax reporting and financial analysis of the firm’s alternative investment partnerships and associated operating entities. He joined in 2004 after alternative-investment financial-services roles at Mellon Financial and Trust Company of the West.

No adviser firm registrations are on Paul Stapleton’s record.

Credentials and registrations

Professional designations

Listed by Kayne Anderson Capital Advisors

  • Certified Public Accountant

Examinations

SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 2719 November 2004
Name
Financial and Operations Principal Examination

Individual record

Full name
Paul Francis Stapleton
CRD
4848451
Firm bio
kayneanderson.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Paul Stapleton work?

Paul Stapleton has been Chief Financial Officer; Limited Partner of Kayne Anderson Capital Advisors, L.P. since March 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 August 2026

Does Paul Stapleton have a current investment-adviser registration?

Paul Stapleton has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Paul Stapleton passed?

Paul Stapleton has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in November 2004.

Source: IAPD individual record, checked 18 October 2026

Leadership at Kayne Anderson Capital Advisors

Sources

  1. IAPD individual record, CRD 4848451. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Kayne Anderson Capital Advisors, L.P., filed 6 August 2026. Title, control and ownership bands.
  3. Kayne Anderson Capital Advisors team page. Biography, education, credentials, awards.
  4. Kayne Anderson official biography. Education.

Retrieved 18 October 2026. The SEC record may have been amended since.

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