Niva WealthLet’s talk

Richard Goldman

Director at American Beacon Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Richard Goldman is Director of American Beacon Advisors, Inc., a Irving investment adviser managing $59.9B. Richard Goldman has passed the Series 24 and SIE.

Role at American Beacon Advisors

Title on Schedule A
Director
Control
Richard Goldman is not a control person of American Beacon Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Richard Goldman has held the filed role since January 2024.

The firm

American Beacon Advisors, Inc.
Irving, TX

Form ADV filed 26 March 2026

$59.9B AUM11 clients12 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2002

Registrations and exams

No current adviser or broker registration. Richard Goldman has passed 2 qualifying exams.

Examinations

Series 2426 November 2002
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination

Individual record

Full name
Richard Mark Goldman
CRD
4408256
Firm
American Beacon Advisors, Inc.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Richard Goldman work?

Richard Goldman has been Director of American Beacon Advisors, Inc. since January 2024.

Source: Form ADV, Schedule A, filed 26 March 2026

Does Richard Goldman have a current investment-adviser registration?

Richard Goldman has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Goldman passed?

Richard Goldman has passed 2 licensing exams: the Series 24 and SIE. The earliest, the Series 24, was passed in November 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at American Beacon Advisors

Sources

  1. IAPD individual record, CRD 4408256. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of American Beacon Advisors, Inc., filed 26 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Goldman or American Beacon Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.