Role at American Beacon Advisors
- Title on Schedule A
- President and CEO, Director
- Control
- Gregory Stumm is a control person of American Beacon Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Gregory Stumm has held the filed role since June 2024.
The firm
Form ADV filed 26 March 2026
Career on record
- Passed Series 3 · 2022
- Passed SIE · 2018
- Passed Series 24 · 2017
- Passed Series 7 · 2016
- Passed Series 6 and Series 63 · 2003
Registrations and exams
Broker registration; no current adviser registration. Gregory Stumm has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 2003 |
| Series 24 | General Securities Principal Examination | 7 August 2017 |
| Series 3 | National Commodity Futures Examination | 26 April 2022 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 4 August 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 2003 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Gregory John Stumm
- CRD
- 4730753
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- americanbeaconadvisors.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
American Beacon’s biography identifies Gregory Stumm as president and CEO of American Beacon Partners and American Beacon Advisors. It lists his B.A. in philosophy and politics, with a concentration in economics, from the University of Pennsylvania. Official firm biography
Education
- B.A., Philosophy and Politics with a concentration in Economics, University of PennsylvaniaOfficial firm biography
Common questions
Where does Gregory Stumm work?
Gregory Stumm has been President and CEO, Director of American Beacon Advisors, Inc. since June 2024, and is a control person of the firm.
Does Gregory Stumm have a current investment-adviser registration?
Gregory Stumm has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Gregory Stumm passed?
Gregory Stumm has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, SIE and Series 3. The earliest, the Series 6, was passed in November 2003.
Leadership at American Beacon Advisors
- Rosemary BehanChief Legal Officer, Senior Vice President and Secretary
- Christina SearsChief Compliance Officer and Senior Vice President
- John LinnehanChief Financial Officer and Treasurer
- Rebecca HarrisChief Operating Officer
- Patrick BartelsDirector
- Jame DonathDirector
- Richard GoldmanDirector
- Kirstin SchragDirector