Richard Ciuba has been an investment adviser representative at Argus Investors' Counsel since August 2020, and is not listed among the firm’s executive officers or direct owners.
Argus Investors' Counsel, Inc. is a New York, NY firm with $137M under management, 303 clients and 6 advisers in one office, as of its January 2026 filing.
Richard Ciuba’s longest registration is the current one, 6 years at Argus Investors' Counsel since 2020. Before joining Argus Investors' Counsel in 2020, Richard Ciuba was registered through H.D. Vest Advisory Services, Inc and Edward Jones.
- – present · 6 yearsNew York, NY · Adviser representative · Firm CRD 106981
- H.D. Vest Advisory Services, Inc– · under a yearColumbus, NJ · Adviser representative · Firm CRD 104556
- Edward Jones– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Richard Ciuba is registered as an investment adviser representative in 6 states. The first approvals date from August 2020; the most recent is Florida, in April 2023.
- CaliforniaSince 27 February 2023
- ConnecticutSince 27 August 2020
- FloridaSince 13 April 2023
- New JerseySince 24 March 2023
- OhioSince 10 March 2023
- VirginiaSince 28 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 September 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 2002 |
| Series 24 | General Securities Principal Examination | 28 September 2001 |
| Series 7 | General Securities Representative Examination | 26 June 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Anthony Ciuba
- CRD
- 4383761
- Firm
- Argus Investors' Counsel · CRD 106981
- Office
- 61 Broadway, New York, NY 10006
- Registration
- Investment adviser registration
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Ciuba work?
Richard Ciuba is an investment adviser representative registered through Argus Investors' Counsel, Inc. since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Richard Ciuba a financial advisor?
Yes. Richard Ciuba has a current investment-adviser registration in California, Connecticut, Florida, New Jersey, Ohio and Virginia, through Argus Investors' Counsel since August 2020.
How many years of experience does Richard Ciuba have?
Richard Ciuba has 23 years in the financial industry, since August 2003, across 3 adviser firms.
What exams has Richard Ciuba passed?
Richard Ciuba has passed 5 licensing exams: the Series 7, Series 24, Series 63, Series 66 and Series 65. The earliest, the Series 7, was passed in June 2001. FINRA credited Richard Ciuba with the SIE, which began in October 2018.
Where did Richard Ciuba work before Argus Investors' Counsel?
Before Argus Investors' Counsel, Richard Ciuba was registered through H.D. Vest Advisory Services, Inc, April 2013 to February 2014; Edward Jones, February 2013 to February 2013.
Where is Richard Ciuba based?
Richard Ciuba’s registered office is in New York, NY.
Is Richard Ciuba registered with FINRA?
No. Richard Ciuba has no current broker registration.
How can I verify Richard Ciuba’s record?
Search CRD 4383761 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Ciuba’s full registration record.