Kevin Heal has been Managing Director and CCO of Argus Investors' Counsel since January 2025, is not listed as a control person, but directly owns under 5% of the firm. Kevin Heal holds a BA in Economics from Northwestern University.
Argus Investors' Counsel, Inc. is a New York, NY firm with $137M under management, 303 clients and 6 advisers in one office, as of its January 2026 filing.
Kevin Heal is Managing Director of Argus Investors' Counsel. Kevin manages the day-to-day operations of ARG's SEC registered investment advisor, Argus Investors' Counsel, and as CCO is responsible for ensuring the firm is SEC compliant. He serves on the Argus Investment Committee, providing insight on the fixed-income markets and interest rates, and has over 35 years of experience with large investment banks, regional dealers, and consultants.
- – present · 7 yearsNew York, NY · Adviser representative · Firm CRD 106981
Investment adviser representative registrations
Kevin Heal is registered as an investment adviser representative in Connecticut, since April 2019.
- ConnecticutSince 29 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 February 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 2005 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Michael Heal
- CRD
- 1543466
- Firm
- Argus Investors' Counsel · CRD 106981
- Role
- Managing Director and CCO
- Office
- 61 BROADWAY, SUITE 1910, New York, NY 10006-2761
- Registration
- Investment adviser registration
- In the industry since
- December 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- argusresearch.com
Where does Kevin Heal work?
Kevin Heal has been Managing Director and CCO of Argus Investors' Counsel, Inc. since January 2025.
Is Kevin Heal a financial advisor?
Yes. Kevin Heal has a current investment-adviser registration in Connecticut, through Argus Investors' Counsel since April 2019.
How many years of experience does Kevin Heal have?
Kevin Heal has 31 years in the financial industry, since December 1994, across 1 adviser firm.
What exams has Kevin Heal passed?
Kevin Heal has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in April 1988. FINRA credited Kevin Heal with the SIE, which began in October 2018.
Where is Kevin Heal based?
Kevin Heal’s registered office is in New York, NY.
Is Kevin Heal registered with FINRA?
No. Kevin Heal has no current broker registration.
How can I verify Kevin Heal’s record?
Search CRD 1543466 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Heal’s full registration record.