Richard Carolan has been President of Blue Fin Capital since March 2017, is a control person of the firm and directly owns between 50% and 75% of it. Richard Carolan holds a Bachelor of Arts from Brown University.
Blue Fin Capital, Inc. is a Warren, RI firm with $756M under management, 683 clients and 2 advisers in one office, as of its March 2026 filing.
Richard F. Carolan Jr. is Co-President and Financial Advisor of Blue Fin Capital. He founded the firm in 1994 with the late Clark A. Sammartino, D.M.D. Before that, he was an investment analyst at Carolan & Co., Inc., a regional broker dealer specializing in municipal bonds, and a vice president with Carolan Leasing Corp.
- Blue Fin Capital, Inc.Current– present · 30 yearsProvidence, RI · Adviser representative · Firm CRD 108451
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 August 1996 |
| Series 24 | General Securities Principal Examination | 26 July 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 1996 |
| Series 7 | General Securities Representative Examination | 11 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Francis Carolan
- CRD
- 1544525
- Firm
- Blue Fin Capital · CRD 108451
- Role
- President
- Office
- 10 WEYBOSSET STREET, SUITE 302B, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bluefincapital.com
Where does Richard Carolan work?
Richard Carolan has been President of Blue Fin Capital, Inc. since March 2017, and is a control person of the firm.
Is Richard Carolan a financial advisor?
Yes. Richard Carolan has a current investment-adviser registration, through Blue Fin Capital since May 1996.
How many years of experience does Richard Carolan have?
Richard Carolan has 30 years in the financial industry, since May 1996, across 1 adviser firm.
What exams has Richard Carolan passed?
Richard Carolan has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in June 1996.
Where is Richard Carolan based?
Richard Carolan’s registered office is in Providence, RI.
Is Richard Carolan registered with FINRA?
No. Richard Carolan has no current broker registration.
How can I verify Richard Carolan’s record?
Search CRD 1544525 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Carolan’s full registration record.
