Gregory Hyman has been Chief Operating Officer/ Chief Compliance Officer of Blue Fin Capital since September 2018, is a control person of the firm and directly owns under 5% of it.
Blue Fin Capital, Inc. is a Warren, RI firm with $756M under management, 683 clients and 2 advisers in one office, as of its March 2026 filing.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearProvidence, RI · Adviser representative · Firm CRD 7691
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 September 2016 |
| Series 7 | General Securities Representative Examination | 18 August 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Moran Hyman
- CRD
- 5965438
- Firm
- Blue Fin Capital · CRD 108451
- Role
- Chief Operating Officer/ Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Hyman work?
Gregory Hyman has been Chief Operating Officer/ Chief Compliance Officer of Blue Fin Capital, Inc. since September 2018, and is a control person of the firm.
Does Gregory Hyman have a current investment-adviser registration?
Gregory Hyman has no current investment-adviser or broker registration.
What exams has Gregory Hyman passed?
Gregory Hyman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2016. FINRA credited Gregory Hyman with the SIE, which began in October 2018.
Where was Gregory Hyman previously registered as an investment adviser?
Gregory Hyman has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2016 to April 2017, across 1 firm.
Is Gregory Hyman registered with FINRA?
No. Gregory Hyman has no current broker registration.
How can I verify Gregory Hyman’s record?
Search CRD 5965438 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Hyman’s full registration record.
