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Richard Britnell

Chief Compliance Officer at Guardian Capital

Officer recordForm ADV filed 9 September 2026

Richard Britnell is Chief Compliance Officer of Guardian Capital LP, a Toronto, Ontario investment adviser.

Career

Richard Britnell has been Chief Compliance Officer of Guardian Capital since May 2023. Richard Britnell is a control person of the firm and directly owns under 5% of it.

Guardian Capital LP is a Toronto, Ontario, Canada firm with $10.7B under management, 143 clients and 38 advisers in one office, as of its September 2026 filing.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Richard Britnell is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Richard Britnell
CRD
7771420
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Britnell work?

Richard Britnell has been Chief Compliance Officer of Guardian Capital LP since May 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 September 2026

Leadership at Guardian Capital

Sources

  1. IAPD individual lookup, CRD 7771420. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Guardian Capital LP, filed 9 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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