Career
Nicolas Richard has been Senior Managing Director and Business Head of Guardian Capital since June 2026. Nicolas Richard is a control person of the firm and directly owns under 5% of it.
Guardian Capital LP is a Toronto, Ontario, Canada firm with $10.7B under management, 143 clients and 38 advisers in one office, as of its September 2026 filing.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Nicolas Richard is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Nicolas Richard
- CRD
- 5710156
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Nicolas Richard work?
Nicolas Richard has been Senior Managing Director and Business Head of Guardian Capital LP since June 2026, and is a control person of the firm.