Renee Snow has been Managing Member/CCO of Asl Financial since September 2001, is a control person of the firm and directly owns 75% or more of it.
Asl Financial, LLC is a Los Gatos, CA firm with $187M under management, 190 clients and 1 adviser in one office, as of its January 2026 filing.
- Asl Financial, LLCCurrent– present · 24 yearsLos Gatos, CA · Adviser representative · Firm CRD 115479
Investment adviser representative registrations
Renee Snow is registered as an investment adviser representative in 2 states. The first approvals date from April 2002; the most recent is Texas, in May 2021.
- CaliforniaSince 5 April 2002
- TexasSince 16 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 May 1998 |
| Series 24 | General Securities Principal Examination | 2 April 1998 |
| Series 3 | National Commodity Futures Examination | 20 September 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 1994 |
| Series 7 | General Securities Representative Examination | 22 November 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Renee Maurine Snow
- CRD
- 2565833
- Firm
- Asl Financial · CRD 115479
- Role
- Managing Member/CCO
- Office
- 987 UNIVERSITY AVENUE, SUITE 8, Los Gatos, CA 95032
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Renee Snow work?
Renee Snow has been Managing Member/CCO of Asl Financial, LLC since September 2001, and is a control person of the firm.
Is Renee Snow a financial advisor?
Yes. Renee Snow has a current investment-adviser registration in California and Texas, through Asl Financial since April 2002.
How many years of experience does Renee Snow have?
Renee Snow has 30 years in the financial industry, since January 1996, across 1 adviser firm.
What exams has Renee Snow passed?
Renee Snow has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 24 and Series 65. The earliest, the Series 7, was passed in November 1994. FINRA credited Renee Snow with the SIE, which began in October 2018.
Where is Renee Snow based?
Renee Snow’s registered office is in Los Gatos, CA.
Is Renee Snow registered with FINRA?
Yes. Renee Snow has a current broker registration, under CRD 2565833.
Source: FINRA BrokerCheck
How can I verify Renee Snow’s record?
Search CRD 2565833 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Renee Snow’s full registration record.