Career
Rebekah Powers has been Chief Compliance Officer of Chartwell Investment Partners since January 2025. Rebekah Powers is a control person of the firm and directly owns under 5% of it.
Chartwell Investment Partners, LLC is a Berwyn, PA firm with $13B under management, 340 clients and 19 advisers in one office, as of its May 2026 filing.
- Raymond James & Associates, Inc.Also current– present · 7 yearsSt. Petersburg, FL · Adviser representative · Firm CRD 705
- Calton & Associates, Inc.– · 2 yearsTampa, FL · Adviser representative · Firm CRD 20999
- Cetera Investment Advisers LLC– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 105644
- Summit Financial Group Inc– · 4 yearsBoca Raton, FL · Adviser representative · Firm CRD 109485
- Lincoln Investment Planning, Inc– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 519
- Great American Advisors, Inc.– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 36451
- Morgan Stanley– · under a yearCincinnati, OH · Adviser representative · Firm CRD 7556
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Florida | Approved | 2 October 2019 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 February 2009 |
| Series 4 | Registered Options Principal Examination | 18 April 2008 |
| Series 53 | Municipal Securities Principal Examination | 1 February 2008 |
| Series 24 | General Securities Principal Examination | 1 August 2007 |
| Series 31 | Futures Managed Funds Examination | 1 October 2004 |
| Series 7 | General Securities Representative Examination | 1 September 2004 |
- Name
- Compliance Officer Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Rebekah Joy Powers
- CRD
- 4832285
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Rebekah Powers work?
Rebekah Powers has been Chief Compliance Officer of Chartwell Investment Partners, LLC since January 2025, and is a control person of the firm.
Is Rebekah Powers a financial advisor?
Yes. Rebekah Powers has a current investment-adviser registration in Florida.
How many years of experience does Rebekah Powers have?
Rebekah Powers has 21 years in the financial industry, since November 2004, across 7 adviser firms.
What exams has Rebekah Powers passed?
Rebekah Powers has passed 8 licensing exams: the Series 7, Series 31, Series 24, Series 53, Series 4, Series 66, Series 14 and Series 52TO. The earliest, the Series 7, was passed in September 2004. FINRA credited Rebekah Powers with the SIE, which began in October 2018.
Where was Rebekah Powers previously registered as an investment adviser?
Rebekah Powers has past investment-adviser registrations through Calton & Associates, Inc., March 2017 to September 2019; Cetera Investment Advisers LLC, October 2015 to February 2017; Summit Financial Group Inc, August 2012 to February 2017; Lincoln Investment Planning, Inc, August 2010 to June 2012; Great American Advisors, Inc., June 2009 to August 2010; Morgan Stanley, September 2004 to June 2005, across 7 firms.
Leadership at Chartwell Investment Partners
- Brian FetterolfDirector
- James GetzDirector
- Timothy HarkinsDirector
- Matthew JohnsonDirector
- Edward Rick IVDirector
- Susan WalzerDirector
- Christine WilliamsDirector
- Eric WilwantDirector