Career
James Getz has been Director of Chartwell Investment Partners since September 2024. James Getz is a control person of the firm and directly owns under 5% of it.
Chartwell Investment Partners, LLC is a Berwyn, PA firm with $13B under management, 340 clients and 19 advisers in one office, as of its May 2026 filing.
A December 2021 TriState Capital announcement says James F. Getz founded the company in 2007 and announced that he would remain chairman of its Chartwell Investment Partners subsidiary.
- Bpu Investment Management, Inc.– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 17058
- Federated Investment Counseling– · 3 yearsPittsburgh, PA · Adviser representative · Firm CRD 105325
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 August 2002 |
| Series 24 | General Securities Principal Examination | 3 August 2001 |
| Series 7 | General Securities Representative Examination | 23 July 2001 |
| Series 22 | Direct Participation Programs Representative Examination | 17 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 July 1988 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 19 May 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 April 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- James Francis Getz
- CRD
- 1653787
- Firm bio
- sec.gov
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Getz work?
James Getz has been Director of Chartwell Investment Partners, LLC since September 2024, and is a control person of the firm.
Does James Getz have a current investment-adviser registration?
James Getz has no current investment-adviser or broker registration.
What exams has James Getz passed?
James Getz has passed 7 licensing exams: the Series 6, Series 26, Series 63, Series 22, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in April 1987. FINRA credited James Getz with the SIE, which began in October 2018.
Where was James Getz previously registered as an investment adviser?
James Getz has past investment-adviser registrations through Bpu Investment Management, Inc., September 2013 to April 2014; Federated Investment Counseling, August 2002 to May 2006, across 2 firms.
Leadership at Chartwell Investment Partners
- Rebekah PowersChief Compliance Officer
- Brian FetterolfDirector
- Timothy HarkinsDirector
- Matthew JohnsonDirector
- Edward Rick IVDirector
- Susan WalzerDirector
- Christine WilliamsDirector
- Eric WilwantDirector