Career
Ravi Singh has been Chief Executive Officer of Paloma Partners Management since November 2024. Ravi Singh is a control person of the firm and directly owns under 5% of it.
Paloma Partners Management Company is a Greenwich, CT firm with $30.3B under management, 3 clients and 30 advisers across 4 offices, as of its May 2026 filing.
Paloma's biography describes Ravi Singh's previous senior roles at ORIX, Credit Suisse and Goldman Sachs.
No adviser firm registrations are on Ravi Singh’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 2003 |
| Series 24 | General Securities Principal Examination | 6 February 2003 |
| Series 17 | Limited Registered Representative Examination | 20 March 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Limited Registered Representative Examination
Individual record
- Full name
- Ravi Mohan Singh
- CRD
- 2308409
- Firm bio
- paloma.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Ravi Singh work?
Ravi Singh has been Chief Executive Officer of Paloma Partners Management Company since November 2024, and is a control person of the firm.
Does Ravi Singh have a current investment-adviser registration?
Ravi Singh has no current investment-adviser or broker registration.
What exams has Ravi Singh passed?
Ravi Singh has passed 3 licensing exams: the Series 17, Series 24 and Series 63. The earliest, the Series 17, was passed in March 1993. FINRA credited Ravi Singh with the SIE, which began in October 2018.