Rasheem Banks has been an investment adviser representative at Slwa since April 2024, and is not listed among the firm’s executive officers or direct owners. Rasheem Banks holds a Degree in Finance from the University of Connecticut.
Slwa, LLC is a San Luis Obispo, CA firm with $760M under management, 463 clients and 4 advisers in one office, as of its March 2026 filing.
Rasheem Banks is Financial Advisor of San Luis Wealth Advisors. He began his career in Massachusetts at Fidelity Investments, then moved to Los Angeles, where he worked with clients on financial planning and investment consulting. He has over 13 years in the industry focused on advising clients.
Rasheem Banks’ longest registration was 5 years at Fidelity Personal and Workplace Advisors (2018–2024). Before joining Slwa in 2024, Rasheem Banks was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- San Luis Wealth AdvisorsCurrent– present · 2 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 309506
- Fidelity Personal and Workplace Advisors– · 5 yearsBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 4 yearsSanta Monica, CA · Adviser representative · Firm CRD 104555
Professional designations
Listed by Slwa
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Rasheem Banks is registered as an investment adviser representative in 2 states. The first approvals date from April 2024; the most recent is Massachusetts, in October 2026.
- CaliforniaSince 4 April 2024
- MassachusettsSince 6 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 February 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 2012 |
| Series 7 | General Securities Representative Examination | 17 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rasheem Lamonte Banks
- CRD
- 6095912
- Firm
- Slwa · CRD 309506
- Office
- 735 TANK FARM ROAD, SUITE 264, San Luis Obispo, CA 93401
- Registration
- Investment adviser registration
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sanluis.com
Where does Rasheem Banks work?
Rasheem Banks is an investment adviser representative registered through Slwa, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Rasheem Banks a financial advisor?
Yes. Rasheem Banks has a current investment-adviser registration in California and Massachusetts, through Slwa since April 2024.
How many years of experience does Rasheem Banks have?
Rasheem Banks has 14 years in the financial industry, since October 2012, across 3 adviser firms.
What exams has Rasheem Banks passed?
Rasheem Banks has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 2012. FINRA credited Rasheem Banks with the SIE, which began in October 2018.
Where did Rasheem Banks work before Slwa?
Before Slwa, Rasheem Banks was registered through Fidelity Personal and Workplace Advisors, July 2018 to April 2024; Strategic Advisers LLC, February 2014 to July 2018.
Where is Rasheem Banks based?
Rasheem Banks’ registered office is in San Luis Obispo, CA.
Is Rasheem Banks registered with FINRA?
No. Rasheem Banks has no current broker registration.
Is Rasheem Banks a CFP?
Slwa lists Rasheem Banks with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Rasheem Banks’ record?
Search CRD 6095912 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rasheem Banks’ full registration record.