Randall Francis has been an investment adviser representative at Pacific Capital Wealth Advisors since August 2020, and is not listed among the firm’s executive officers or direct owners. Randall Francis holds a Master's degree in accounting (tax) from Brigham Young University and a Bachelor's degree in accounting from Brigham Young University.
Pacific Capital Wealth Advisors, Inc. is a Corona, CA firm with $821M under management, 78 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Randy Francis is Director of Financial Planning at Pacific Capital, where he leads the design, coordination and ongoing management of every client family's comprehensive financial plan. He leads the firm's planning efforts around each family's Financial Life Inspection®.
Randall Francis’ longest registration is the current one, 6 years at Pacific Capital Wealth Advisors since 2020. Before joining Pacific Capital Wealth Advisors in 2020, Randall Francis was registered through LPL Financial LLC.
- LPL Financial LLC– · 1 yearChesterfield, MO · Adviser representative · Firm CRD 6413
Professional designations
Listed by Pacific Capital Wealth Advisors
- Certified Financial Planner (CFP®)
- Certified Financial Fiduciary (CF2®)
Investment adviser representative registrations
Randall Francis is registered as an investment adviser representative in 2 states. The first approvals date from August 2020; the most recent is Texas, in September 2024.
- CaliforniaSince 20 August 2020
- TexasSince 18 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 December 2018 |
| SIE | Securities Industry Essentials Examination | 10 October 2018 |
| Series 7 | General Securities Representative Examination | 9 October 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Randall Arthur Francis
- CRD
- 6981057
- Firm
- Pacific Capital Wealth Advisors · CRD 159294
- Office
- 1861 CALIFORNIA AVENUE, SUITE 101, Corona, CA 92881
- Registration
- Investment adviser registration
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pacificcapital.com
Where does Randall Francis work?
Randall Francis is an investment adviser representative registered through Pacific Capital Wealth Advisors, Inc. since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Randall Francis a financial advisor?
Yes. Randall Francis has a current investment-adviser registration in California and Texas, through Pacific Capital Wealth Advisors since August 2020.
How many years of experience does Randall Francis have?
Randall Francis has 8 years in the financial industry, since October 2018, across 2 adviser firms.
What exams has Randall Francis passed?
Randall Francis has passed 3 licensing exams: the Series 7, SIE and Series 66. The earliest, the Series 7, was passed in October 2018.
Where did Randall Francis work before Pacific Capital Wealth Advisors?
Before Pacific Capital Wealth Advisors, Randall Francis was registered through LPL Financial LLC, December 2018 to August 2020.
Where is Randall Francis based?
Randall Francis’ registered office is in Corona, CA.
Is Randall Francis registered with FINRA?
No. Randall Francis has no current broker registration.
Is Randall Francis a CFP?
Pacific Capital Wealth Advisors lists Randall Francis with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Randall Francis’ record?
Search CRD 6981057 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randall Francis’ full registration record.