Ralph Dexter has been an investment adviser representative at Prosperitas Financial since July 2025, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Ralph Dexter’s longest registration was 9 years at Centaurus Financial, Inc. (2016–2025). Before joining Prosperitas Financial in 2025, Ralph Dexter was registered through Centaurus Financial, Inc. and Keystone Capital Corporation.
- Prosperitas Financial, LLCCurrent– present · 1 yearIrvine, CA · Adviser representative · Firm CRD 315768
- Centaurus Financial, Inc.– · 9 yearsCosta Mesa, CA · Adviser representative · Firm CRD 30833
- Keystone Capital Corporation– · 1 yearSanta Fe Springs, CA · Adviser representative · Firm CRD 10722
- Calton & Associates, Inc.– · under a yearIrvine, CA · Adviser representative · Firm CRD 20999
- Cadaret Grant & Co Inc– · 5 yearsSanta Fe Springs, CA · Adviser representative · Firm CRD 10641
- Raymond James Financial Services– · 6 yearsSanta Fe Springs, CA · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Ralph Dexter is registered as an investment adviser representative in California, since July 2025.
- CaliforniaSince 2 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 October 2004 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 25 August 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 July 2003 |
| Series 7 | General Securities Representative Examination | 18 January 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Full name
- Ralph Donald Dexter
- CRD
- 1453990
- Firm
- Prosperitas Financial · CRD 315768
- Office
- 18100 Von Kaman Ave, Suite 760, Irvine, CA 92612
- Registration
- Investment adviser registration
- In the industry since
- March 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Ralph Dexter work?
Ralph Dexter is an investment adviser representative registered through Prosperitas Financial, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ralph Dexter a financial advisor?
Yes. Ralph Dexter has a current investment-adviser registration in California, through Prosperitas Financial since July 2025.
How many years of experience does Ralph Dexter have?
Ralph Dexter has 40 years in the financial industry, since March 1986, across 6 adviser firms.
What exams has Ralph Dexter passed?
Ralph Dexter has passed 4 licensing exams: the Series 7, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in January 1986. FINRA credited Ralph Dexter with the SIE, which began in October 2018.
Where did Ralph Dexter work before Prosperitas Financial?
Before Prosperitas Financial, Ralph Dexter was registered through Centaurus Financial, Inc., January 2016 to June 2025; Keystone Capital Corporation, January 2014 to December 2015; Calton & Associates, Inc., January 2014 to January 2014; Cadaret Grant & Co Inc, November 2008 to December 2013; Raymond James Financial Services, August 2002 to October 2008.
Where is Ralph Dexter based?
Ralph Dexter’s registered office is in Irvine, CA.
Is Ralph Dexter registered with FINRA?
No. Ralph Dexter has no current broker registration.
How can I verify Ralph Dexter’s record?
Search CRD 1453990 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ralph Dexter’s full registration record.
