Role at Robertson Stephens#
- Title on Schedule A
- Chief Executive Officer
- Title the firm uses
- Chief Executive Officer, Board Member
- Control
- Reported as a control person and Chief Executive Officer of the adviser.
- Ownership
- Less than 5% (NA ownership code).
- Tenure
- Reported as Chief Executive Officer since September 2020.
The firm
Robertson Stephens Wealth Management, LLC$8.76B regulatory AUM · 67 advisory staff · 70 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
The limited public IAPD record is marked NotInScope and has no current investment-adviser registration information.
The officer listing does not establish an individual registration history. View the IAPD record
Registrations and exams#
An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.
Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
Robertson Stephens states that Raj joined the firm in 2019 and became Chief Executive Officer in 2020. Robertson Stephens, Raj Bhattacharyya team page
Education
- BA in Computer Science and Engineering, Harvard UniversityRobertson Stephens, Raj Bhattacharyya team page
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
What is Rajarshi Bhattacharyya’s role at Robertson Stephens?
Schedule A identifies Rajarshi Bhattacharyya as Chief Executive Officer and a control person. Robertson Stephens’ team page also identifies him as Chief Executive Officer and a board member.
Source: Form ADV Part 1A, Schedule A; Robertson Stephens team page
Answered from the records above.
Leadership at Robertson Stephens#
Stuart KatzChief Investment OfficerCRD 2786118- Vikram ChughChief Operating OfficerCRD 4908766
David WestbrookChief Financial OfficerCRD 5502571
Michael James CurleyChief Compliance OfficerCRD 2197705
The other officers and owners named on the firm's Schedule A.