Role at Robertson Stephens#
- Title on Schedule A
- Chief Financial Officer
- Control
- Reported as a control person and Chief Financial Officer of the adviser.
- Ownership
- Less than 5% (NA ownership code).
- Tenure
- Reported as Chief Financial Officer since May 2018.
The firm
Robertson Stephens Wealth Management, LLC$8.76B regulatory AUM · 67 advisory staff · 70 officesFirm profileTitle and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing
Career on record#
The limited public IAPD record is marked NotInScope and has no current investment-adviser registration information.
The officer listing does not establish an individual registration history. View the IAPD record
Registrations and exams#
An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.
Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record
Regulatory record#
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.
Where to check this individual's complete record, including any disciplinary history. View the IAPD record
Background#
Robertson Stephens states that David oversees its financial, treasury, accounting, real-estate, risk, and human-resources activities. Robertson Stephens, David Westbrook team page
Education
- Post Graduate Diploma in Accounting, University of KwaZulu-NatalRobertson Stephens, David Westbrook team page
- Bachelor of Commerce, University of KwaZulu-NatalRobertson Stephens, David Westbrook team page
Credentials and memberships
- CPA, CISA, and Chartered Accountant (South Africa)Robertson Stephens, David Westbrook team page
Background statements are attributed to the named source. Firm biographies are not regulatory records.
Common questions#
What is David Westbrook’s role at Robertson Stephens?
Schedule A identifies David Westbrook as Chief Financial Officer and a control person. Robertson Stephens’ team page states that he oversees the firm’s financial, treasury, accounting, real-estate, risk, and human-resources activities.
Source: Form ADV Part 1A, Schedule A; Robertson Stephens team page
Answered from the records above.
Leadership at Robertson Stephens#
Rajarshi BhattacharyyaChief Executive OfficerCRD 2557746
Stuart KatzChief Investment OfficerCRD 2786118- Vikram ChughChief Operating OfficerCRD 4908766
Michael James CurleyChief Compliance OfficerCRD 2197705
The other officers and owners named on the firm's Schedule A.