Rachael Herold-Plakut has been an investment adviser representative at Klaas Financial Asset Advisors since May 2024, and is not listed among the firm’s executive officers or direct owners.
Klaas Financial Asset Advisors, LLC. is a Loves Park, IL firm with $758M under management, 1,015 clients and 13 advisers across 2 offices, as of its May 2026 filing.
- – present · 2 yearsFitchburg, WI · Adviser representative · Firm CRD 121399
Investment adviser representative registrations
Rachael Herold-Plakut is registered as an investment adviser representative in 2 states. Each was approved in May 2024.
- IllinoisSince 1 May 2024
- WisconsinSince 1 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 May 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Rachael Clara Herold-Plakut
- CRD
- 7882644
- Firm
- Klaas Financial Asset Advisors · CRD 121399
- Office
- 5951 McKee Road, Suite 200, Fitchburg, WI 53719
- Registration
- Investment adviser registration
- In the industry since
- April 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Rachael Herold-Plakut work?
Rachael Herold-Plakut is an investment adviser representative registered through Klaas Financial Asset Advisors, LLC. since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Rachael Herold-Plakut a financial advisor?
Yes. Rachael Herold-Plakut has a current investment-adviser registration in Illinois and Wisconsin, through Klaas Financial Asset Advisors since May 2024.
How many years of experience does Rachael Herold-Plakut have?
Rachael Herold-Plakut has 2 years in the financial industry, since April 2024, across 1 adviser firm.
What exams has Rachael Herold-Plakut passed?
Rachael Herold-Plakut passed the Series 65 in May 2024.
Where is Rachael Herold-Plakut based?
Rachael Herold-Plakut’s registered office is in Fitchburg, WI.
Is Rachael Herold-Plakut registered with FINRA?
No. Rachael Herold-Plakut has no current broker registration.
How can I verify Rachael Herold-Plakut’s record?
Search CRD 7882644 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rachael Herold-Plakut’s full registration record.