Stephanie Mowers has been Chief Operating Officer of Klaas Financial Asset Advisors since February 2017, is a control person of the firm and directly owns under 5% of it.
Klaas Financial Asset Advisors, LLC. is a Loves Park, IL firm with $758M under management, 1,015 clients and 13 advisers across 2 offices, as of its May 2026 filing.
No adviser firm registrations are on Stephanie Mowers’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 April 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephanie Renee Mowers
- CRD
- 3071515
- Firm
- Klaas Financial Asset Advisors · CRD 121399
- Role
- Chief Operating Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephanie Mowers work?
Stephanie Mowers has been Chief Operating Officer of Klaas Financial Asset Advisors, LLC. since February 2017, and is a control person of the firm.
Does Stephanie Mowers have a current investment-adviser registration?
Stephanie Mowers has no current investment-adviser or broker registration.
What exams has Stephanie Mowers passed?
Stephanie Mowers has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in April 2002. FINRA credited Stephanie Mowers with the SIE, which began in October 2018.
Is Stephanie Mowers registered with FINRA?
No. Stephanie Mowers has no current broker registration.
How can I verify Stephanie Mowers’ record?
Search CRD 3071515 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephanie Mowers’ full registration record.