Nathan Breiby has held the title Member at Klaas Financial Asset Advisors since August 2025, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Klaas Financial Asset Advisors, LLC. is a Loves Park, IL firm with $758M under management, 1,015 clients and 13 advisers across 2 offices, as of its May 2026 filing.
Nathan Breiby’s longest registration is the current one, 5 years at Klaas Financial Asset Advisors since 2020. Before joining Klaas Financial Asset Advisors in 2020, Nathan Breiby was registered through Basepoint Wealth, LLC and LPL Financial LLC.
- – present · 5 yearsLoves Park, IL · Adviser representative · Firm CRD 121399
- Basepoint Wealth, LLC– · under a yearDubuque, IA · Adviser representative · Firm CRD 289538
- LPL Financial LLC– · under a yearDubuque, IA · Adviser representative · Firm CRD 6413
- Cetera Investment Advisers LLC– · 3 yearsDubuque, IA · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Nathan Breiby is registered as an investment adviser representative in 2 states. Each was approved in November 2020.
- IllinoisSince 2 November 2020
- WisconsinSince 2 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 April 2016 |
| Series 7 | General Securities Representative Examination | 22 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 August 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nathan Andrew Breiby
- CRD
- 6233768
- Firm
- Klaas Financial Asset Advisors · CRD 121399
- Role
- Member
- Office
- 4707 PERRY RIDGE LANE, Loves Park, IL 61111
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Breiby work?
Nathan Breiby has held the title Member at Klaas Financial Asset Advisors, LLC. since August 2025.
Is Nathan Breiby a financial advisor?
Yes. Nathan Breiby has a current investment-adviser registration in Illinois and Wisconsin, through Klaas Financial Asset Advisors since November 2020.
How many years of experience does Nathan Breiby have?
Nathan Breiby has 12 years in the financial industry, since May 2014, across 4 adviser firms.
What exams has Nathan Breiby passed?
Nathan Breiby has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in August 2013. FINRA credited Nathan Breiby with the SIE, which began in October 2018.
Where did Nathan Breiby work before Klaas Financial Asset Advisors?
Before Klaas Financial Asset Advisors, Nathan Breiby was registered through Basepoint Wealth, LLC, February 2020 to October 2020; LPL Financial LLC, April 2019 to February 2020; Cetera Investment Advisers LLC, April 2016 to April 2019.
Where is Nathan Breiby based?
Nathan Breiby’s registered office is in Loves Park, IL.
Is Nathan Breiby registered with FINRA?
No. Nathan Breiby has no current broker registration.
How can I verify Nathan Breiby’s record?
Search CRD 6233768 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Breiby’s full registration record.