Phillip Jones has been Chief Compliance Officer & Secretary of CAVU Wealth Management since September 2018, is a control person of the firm and directly owns between 25% and 50% of it. Phillip Jones holds a Bachelor of Science in Business Administration (emphasis in Finance) from San Diego State University.
Cavu Wealth Management Inc. is a Lakeside, CA firm with $209M under management, 378 clients and 7 advisers across 5 offices, as of its August 2026 filing.
Phillip Jones is Retirement Plan Solutions Specialist and Chief Compliance Officer of CAVU Wealth Management. Phil focuses on providing customized retirement plan strategies to business owners and assisting planning clients in reaching their retirement goals. He started working for Capital Financial Consultants Group in 2001, progressing from client services to a licensed FINRA Series 7 representative assistant, and has been integral in the formation of the CAVU Wealth Management RIA.
Phillip Jones’ longest registration was 10 years at Capital Financial Consultants Group, Inc. (2009–2020). Before joining CAVU Wealth Management in 2019, Phillip Jones was registered through Independent Financial Group, LLC and Capital Financial Consultants Group, Inc.
- Cavu Wealth ManagementCurrent– present · 7 yearsLakeside, CA · Adviser representative · Firm CRD 299089
- Independent Financial Group, LLC– · 3 yearsPoway, CA · Adviser representative · Firm CRD 7717
- Independent Financial Group, LLC– · 1 yearPoway, CA · Adviser representative · Firm CRD 7717
- Capital Financial Consultants Group, Inc.– · 10 yearsPoway, CA · Adviser representative · Firm CRD 133657
Professional designations
Listed by CAVU Wealth Management
- CFP®
- AIF®
Investment adviser representative registrations
Phillip Jones is registered as an investment adviser representative in California, since January 2019.
- CaliforniaSince 4 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 June 2005 |
| Series 7 | General Securities Representative Examination | 25 April 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Phillip Al Jones
- CRD
- 4788541
- Firm
- CAVU Wealth Management · CRD 299089
- Role
- Chief Compliance Officer & Secretary
- Office
- 10001 MAINE AVE, Lakeside, CA 92040
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cavuwm.com
Where does Phillip Jones work?
Phillip Jones has been Chief Compliance Officer & Secretary of Cavu Wealth Management Inc. since September 2018, and is a control person of the firm.
Is Phillip Jones a financial advisor?
Yes. Phillip Jones has a current investment-adviser registration in California, through CAVU Wealth Management since January 2019.
How many years of experience does Phillip Jones have?
Phillip Jones has 21 years in the financial industry, since April 2005, across 3 adviser firms.
What exams has Phillip Jones passed?
Phillip Jones has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2005. FINRA credited Phillip Jones with the SIE, which began in October 2018.
Where did Phillip Jones work before CAVU Wealth Management?
Before CAVU Wealth Management, Phillip Jones was registered through Independent Financial Group, LLC, August 2014 to December 2017; Independent Financial Group, LLC, February 2011 to March 2012.
Where is Phillip Jones based?
Phillip Jones’ registered office is in Lakeside, CA.
Is Phillip Jones registered with FINRA?
Yes. Phillip Jones has a current broker registration, under CRD 4788541.
Source: FINRA BrokerCheck
Is Phillip Jones a CFP?
CAVU Wealth Management lists Phillip Jones with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Phillip Jones’ record?
Search CRD 4788541 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Jones’ full registration record.
