Career
Phillip Enochs has been Executive Managing Director of Duff & Phelps Investment Management since May 2024. Phillip Enochs is a control person of the firm and directly owns under 5% of it.
Duff & Phelps Investment Management Co. is a Chicago, IL firm with $12.7B under management, 44 clients and 26 advisers across 3 offices, as of its April 2026 filing.
- – · 1 yearChicago, IL · Adviser representative · Firm CRD 107296
- Dimensional Fund Advisors LP– · 2 yearsAustin, TX · Adviser representative · Firm CRD 106482
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 1999 |
| Series 24 | General Securities Principal Examination | 2 December 1998 |
| Series 7 | General Securities Representative Examination | 12 May 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Phillip Edward Enochs
- CRD
- 2860098
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Phillip Enochs work?
Phillip Enochs has been Executive Managing Director of Duff & Phelps Investment Management Co. since May 2024, and is a control person of the firm.
Does Phillip Enochs have a current investment-adviser registration?
Phillip Enochs has a current broker registration and no current investment-adviser registration.
What exams has Phillip Enochs passed?
Phillip Enochs has passed 4 licensing exams: the Series 7, Series 24, Series 65 and Series 63. The earliest, the Series 7, was passed in May 1997. FINRA credited Phillip Enochs with the SIE, which began in October 2018.
Where was Phillip Enochs previously registered as an investment adviser?
Phillip Enochs has past investment-adviser registrations through Duff & Phelps Investment Management Co., June 2024 to December 2025; Dimensional Fund Advisors LP, September 2021 to April 2024, across 2 firms.
Leadership at Duff & Phelps Investment Management
- Michael AngerthalDirector, Executive Vice President and Treasurer
- David GrumhausDirector, President and Chief Investment Officer
- Kathleen HegyiChief Compliance Officer
- George AylwardDirector and Chairman
- Geoffrey DybasExecutive Managing Director
- Daniel PetriskoExecutive Managing Director
- Andra PurkalitisChief Legal Officer & Director
- Steven WittwerExecutive Managing Director