Skip to content

Geoffrey Dybas

Executive Managing Director at Duff & Phelps Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Geoffrey Dybas is Executive Managing Director of Duff & Phelps Investment Management Co., a Chicago investment adviser managing $12.7B. Geoffrey Dybas has a current broker registration and no current investment-adviser registration and has passed the Series 63, Series 7 and SIE.

Role at Duff & Phelps Investment Management

Title on Schedule A
Executive Managing Director
Control
Geoffrey Dybas is a control person of Duff & Phelps Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Geoffrey Dybas has held the filed role since March 2017.

The firm

Duff & Phelps Investment Management Co.
Chicago, IL

Form ADV filed 17 April 2026

$12.7B AUM44 clients26 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. – · 13 years
    Chicago, IL · Adviser representative · Firm CRD 107296
  3. Passed Series 63 and Series 7 · 1996

Registrations and exams

Broker registration; no current adviser registration. Geoffrey Dybas has passed 3 qualifying exams.

Examinations

Series 634 March 1996
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 729 March 1996
Name
General Securities Representative Examination

Individual record

Full name
Geoffrey Peter Dybas
CRD
2696909
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Geoffrey Dybas work?

Geoffrey Dybas has been Executive Managing Director of Duff & Phelps Investment Management Co. since March 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 April 2026

Does Geoffrey Dybas have a current investment-adviser registration?

Geoffrey Dybas has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Geoffrey Dybas passed?

Geoffrey Dybas has passed 3 licensing exams: the Series 63, Series 7 and SIE. The earliest, the Series 63, was passed in March 1996.

Source: IAPD individual record, checked 17 October 2026

Where was Geoffrey Dybas previously registered as an investment adviser?

Geoffrey Dybas has past investment-adviser registrations through Duff & Phelps Investment Management Co., August 2012 to December 2025, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Duff & Phelps Investment Management

  • Michael Angerthal
    Director, Executive Vice President and Treasurer
  • David Grumhaus
    Director, President and Chief Investment Officer
  • Kathleen Hegyi
    Chief Compliance Officer
  • George Aylward
    Director and Chairman
  • Phillip Enochs
    Executive Managing Director
  • Daniel Petrisko
    Executive Managing Director
  • Andra Purkalitis
    Chief Legal Officer & Director
  • Steven Wittwer
    Executive Managing Director

Sources

  1. IAPD individual record, CRD 2696909. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Duff & Phelps Investment Management Co., filed 17 April 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Geoffrey Dybas or Duff & Phelps Investment Management Co. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.