Philip Baran has been an investment adviser representative at Sage Rhino Capital since September 2026, and is not listed among the firm’s executive officers or direct owners.
Sage Rhino Capital LLC is a Menlo Park, CA firm with $884M under management, 196 clients and 4 advisers in one office, as of its March 2026 filing.
Philip Baran’s longest registration was under a year at J.P. Morgan Securities LLC (2025–2026). Before joining Sage Rhino Capital in 2026, Philip Baran was registered through J.P. Morgan Securities LLC.
- Sage Rhino Capital LLCCurrent– present · under a yearRhinebeck, NY · Adviser representative · Firm CRD 290148
- J.P. Morgan Securities LLC– · under a yearGreenwich, CT · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Philip Baran is registered as an investment adviser representative in New York, since September 2026.
- New YorkSince 18 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 March 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 2019 |
| Series 7TO | General Securities Representative Examination | 13 August 2019 |
| SIE | Securities Industry Essentials Examination | 6 August 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6657026
- Firm
- Sage Rhino Capital · CRD 290148
- Office
- Rhinebeck, NY
- Registration
- Investment adviser registration
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Philip Baran work?
Philip Baran is an investment adviser representative registered through Sage Rhino Capital LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Philip Baran a financial advisor?
Yes. Philip Baran has a current investment-adviser registration in New York, through Sage Rhino Capital since September 2026.
How many years of experience does Philip Baran have?
Philip Baran has 7 years in the financial industry, since August 2019, across 2 adviser firms.
What exams has Philip Baran passed?
Philip Baran has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in August 2019.
Where did Philip Baran work before Sage Rhino Capital?
Before Sage Rhino Capital, Philip Baran was registered through J.P. Morgan Securities LLC, October 2025 to September 2026.
Where is Philip Baran based?
Philip Baran’s registered office is in Rhinebeck, NY.
Is Philip Baran registered with FINRA?
No. Philip Baran has no current broker registration.
How can I verify Philip Baran’s record?
Search CRD 6657026 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Philip Baran’s full registration record.