Peter Travis has been Chief Operating Officer of TT Capital Management since September 2011, is not listed as a control person, but directly owns under 5% of the firm. Peter Travis studied Wharton School of Business at the University of Pennsylvania.
TT Capital Management LLC is a firm with $190M under management, 296 clients and 4 advisers across 5 offices, as of its August 2026 filing.
Peter Travis is Chief Operating Officer and Director of Customer Relations at T&T Capital Management. He joined Tim Travis to found the firm in 2011. Before that, he worked as a broker for several larger investment companies, then obtained his Series 65 registration and became an investment adviser.
Peter Travis’ longest registration is the current one, 15 years at TT Capital Management since 2011. Before joining TT Capital Management in 2011, Peter Travis was registered through Opvest Wealth Management.
- TTCM LLC– · 1 yearIrvine, CA · Adviser representative · Firm CRD 168371
- T&T Capital ManagementCurrent– present · 15 yearsLaguna Hills, CA · Adviser representative · Firm CRD 158407
- Opvest Wealth Management– · 1 yearIrvine, CA · Adviser representative · Firm CRD 143010
Investment adviser representative registrations
Peter Travis is registered as an investment adviser representative in 2 states. The first approvals date from September 2011; the most recent is Texas, in May 2018.
- CaliforniaSince 23 September 2011
- TexasSince 22 May 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 August 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Peter Bradley Travis
- CRD
- 5830345
- Firm
- TT Capital Management · CRD 158407
- Role
- Chief Operating Officer
- Office
- Laguna Hills, CA
- Registration
- Investment adviser registration
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ttvalueinvesting.com
Where does Peter Travis work?
Peter Travis has been Chief Operating Officer of TT Capital Management LLC since September 2011.
Is Peter Travis a financial advisor?
Yes. Peter Travis has a current investment-adviser registration in California and Texas, through TT Capital Management since September 2011.
How many years of experience does Peter Travis have?
Peter Travis has 16 years in the financial industry, since August 2010, across 3 adviser firms.
What exams has Peter Travis passed?
Peter Travis passed the Series 65 in August 2010.
Where is Peter Travis based?
Peter Travis’ registered office is in Laguna Hills, CA.
Is Peter Travis registered with FINRA?
No. Peter Travis has no current broker registration.
How can I verify Peter Travis’ record?
Search CRD 5830345 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Travis’ full registration record.
