Timothy Travis has been Chief Compliance Officer/CEO/CIO//Managing Member of TT Capital Management since June 2011, is a control person of the firm and directly owns 75% or more of it. Timothy Travis holds a Degree in Economics from the University of California, Santa Barbara.
TT Capital Management LLC is a firm with $190M under management, 296 clients and 4 advisers across 5 offices, as of its August 2026 filing.
Tim Travis is Founder, Chief Executive Officer, and Chief Investment Officer of T&T Capital Management, based in Arizona. He has managed client capital through the firm since 2011, applying a deep-value approach across stocks, bonds and options. Before founding the firm, he worked for the Vanguard Group and for StrikePoint Trading, LLC.
Timothy Travis’ longest registration is the current one, 15 years at TT Capital Management since 2011. Before joining TT Capital Management in 2011, Timothy Travis was registered through Opvest Wealth Management.
- TTCM LLC– · 1 yearIrvine, CA · Adviser representative · Firm CRD 168371
- Diverse Financial Investment Advisory Group– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 168965
- T&T Capital ManagementCurrent– present · 15 yearsGilbert, AZ · Adviser representative · Firm CRD 158407
- Opvest Wealth Management– · 4 yearsIrvine, CA · Adviser representative · Firm CRD 143010
Investment adviser representative registrations
Timothy Travis is registered as an investment adviser representative in 3 states. The first approvals date from September 2011; the most recent is Arizona, in March 2025.
- ArizonaSince 21 March 2025
- CaliforniaSince 14 September 2011
- TexasSince 1 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 February 2010 |
| Series 7 | General Securities Representative Examination | 3 February 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 December 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 August 2004 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy P Travis
- CRD
- 4698981
- Firm
- TT Capital Management · CRD 158407
- Role
- Chief Compliance Officer/CEO/CIO//Managing Member
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- April 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ttvalueinvesting.com
Where does Timothy Travis work?
Timothy Travis has been Chief Compliance Officer/CEO/CIO//Managing Member of TT Capital Management LLC since June 2011, and is a control person of the firm.
Is Timothy Travis a financial advisor?
Yes. Timothy Travis has a current investment-adviser registration in Arizona, California and Texas, through TT Capital Management since September 2011.
How many years of experience does Timothy Travis have?
Timothy Travis has 19 years in the financial industry, since April 2007, across 4 adviser firms.
What exams has Timothy Travis passed?
Timothy Travis has passed 4 licensing exams: the Series 6, Series 65, Series 7 and Series 63. The earliest, the Series 6, was passed in August 2004.
Where is Timothy Travis based?
Timothy Travis’ registered office is in Gilbert, AZ.
Is Timothy Travis registered with FINRA?
No. Timothy Travis has no current broker registration.
How can I verify Timothy Travis’ record?
Search CRD 4698981 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Travis’ full registration record.