Peter Tennyson has been Owner, Chief Compliance Officer of North Bay Wealth Management since September 2016, is a control person of the firm and directly owns 75% or more of it. Peter Tennyson holds a B.A. Economics from the University of California, Davis.
North Bay Wealth Management is a Petaluma, CA firm with $107M under management, 138 clients and 2 advisers in one office, as of its March 2026 filing.
Peter Tennyson is President & Founder of North Bay Wealth Management, based in Petaluma, California. He has spent his career helping clients from small business owners to high-net-worth families, with experience in both investment management and financial planning.
Peter Tennyson’s longest registration is the current one, 9 years at North Bay Wealth Management since 2016. Before joining North Bay Wealth Management in 2016, Peter Tennyson was registered through Greenleaf & Burleson Wealth Management, LLC.
- North Bay Wealth ManagementCurrent– present · 9 yearsPetaluma, CA · Adviser representative · Firm CRD 285523
- Greenleaf & Burleson Wealth Management, LLC– · 2 yearsPetaluma, CA · Adviser representative · Firm CRD 131803
Professional designations
Listed by North Bay Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Peter Tennyson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2016; the most recent is Texas, in October 2021.
- CaliforniaSince 17 November 2016
- TexasResidentSince 25 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 April 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Peter Michael Tennyson
- CRD
- 6218746
- Firm
- North Bay Wealth Management · CRD 285523
- Role
- Owner, Chief Compliance Officer
- Office
- 140 2ND STREET, SUITE 310, Petaluma, CA 94952
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northbaywealth.com
Where does Peter Tennyson work?
Peter Tennyson has been Owner, Chief Compliance Officer of North Bay Wealth Management since September 2016, and is a control person of the firm.
Is Peter Tennyson a financial advisor?
Yes. Peter Tennyson has a current investment-adviser registration in California and Texas, through North Bay Wealth Management since November 2016.
How many years of experience does Peter Tennyson have?
Peter Tennyson has 12 years in the financial industry, since June 2014, across 2 adviser firms.
What exams has Peter Tennyson passed?
Peter Tennyson passed the Series 65 in April 2014.
Where did Peter Tennyson work before North Bay Wealth Management?
Before North Bay Wealth Management, Peter Tennyson was registered through Greenleaf & Burleson Wealth Management, LLC, April 2014 to September 2016.
Where is Peter Tennyson based?
Peter Tennyson’s registered office is in Petaluma, CA.
Is Peter Tennyson registered with FINRA?
No. Peter Tennyson has no current broker registration.
Is Peter Tennyson a CFP?
North Bay Wealth Management lists Peter Tennyson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Peter Tennyson’s record?
Search CRD 6218746 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Tennyson’s full registration record.