Peter Ruh has been an investment adviser representative at Secure Asset Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Peter Ruh’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2011–2021). Before joining Secure Asset Management in 2024, Peter Ruh was registered through RFG Advisory, LLC and Wells Fargo Clearing Services, LLC.
- – present · 2 yearsBoulder, CO · Adviser representative · Firm CRD 144046
- RFG Advisory, LLC– · 2 yearsBoulder, CO · Adviser representative · Firm CRD 158401
- Wells Fargo Clearing Services, LLC– · 10 yearsBoulder, CO · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 2 yearsNorthglenn, CO · Adviser representative · Firm CRD 10582
- H&R Block Financial Advisors, Inc.– · 3 yearsBoulder, CO · Adviser representative · Firm CRD 5979
- A. G. Edwards & Sons, Inc.– · 2 yearsBroomfield, CO · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Peter Ruh is registered as an investment adviser representative in Colorado, since March 2024.
- ColoradoSince 28 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 2024 |
| Series 7TO | General Securities Representative Examination | 31 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 April 2002 |
| Series 7 | General Securities Representative Examination | 12 March 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter Canisius Ruh
- CRD
- 4494221
- Firm
- Secure Asset Management · CRD 144046
- Office
- 4845 Pearl East Circle, Suite 101, Boulder, CO 80301
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Peter Ruh work?
Peter Ruh is an investment adviser representative registered through Secure Asset Management, L.L.C. since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Peter Ruh a financial advisor?
Yes. Peter Ruh has a current investment-adviser registration in Colorado, through Secure Asset Management since March 2024.
How many years of experience does Peter Ruh have?
Peter Ruh has 24 years in the financial industry, since May 2002, across 6 adviser firms.
What exams has Peter Ruh passed?
Peter Ruh has passed 4 licensing exams: the Series 7, Series 66, Series 7TO and Series 63. The earliest, the Series 7, was passed in March 2002. FINRA credited Peter Ruh with the SIE, which began in October 2018.
Where did Peter Ruh work before Secure Asset Management?
Before Secure Asset Management, Peter Ruh was registered through Wells Fargo Clearing Services, LLC, January 2011 to October 2021; Wells Fargo Investments, LLC, May 2008 to January 2011; H&R Block Financial Advisors, Inc., April 2005 to May 2008; A. G. Edwards & Sons, Inc., May 2002 to April 2005.
Where is Peter Ruh based?
Peter Ruh’s registered office is in Boulder, CO.
Is Peter Ruh registered with FINRA?
Yes. Peter Ruh has a current broker registration, under CRD 4494221.
Source: FINRA BrokerCheck
How can I verify Peter Ruh’s record?
Search CRD 4494221 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Peter Ruh’s full registration record.