Role at Creative Planning
- Title on Schedule A
- President and CEO
- Control
- Peter Mallouk is a control person of Creative Planning.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Peter Mallouk has held the filed role since December 2003.
The firm
Form ADV filed 10 July 2026
Career on record
Peter Mallouk has been registered through Creative Planning since April 2002.
- Creative Planning Advisor Services, LLC– · 1 yearLeawood, KS · Adviser representative · Firm CRD 174474
- Wealth Management Consultants, LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 150640
- Passed Series 63 and Series 7 · 2009
- Creative PlanningCurrent– present · 25 yearsOverland Park, KS · Adviser representative · Firm CRD 105348
- Passed Series 65 · 2001
Registrations and exams
Peter Mallouk has a current investment-adviser registration in Kansas and Texas and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Kansas | Investment adviser representative | Approved | 12 April 2002 |
| Texas | Investment adviser representative | Approved, resident | 28 April 2006 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 18 July 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 November 2001 |
| Series 7 | General Securities Representative Examination | 28 August 2009 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Peter Alex Mallouk
- CRD
- 4508063
- Registration status
- Investment adviser registration
- Office
- 5454 W. 110TH STREET, Overland Park, KS 66211
- Firm bio
- creativeplanning.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Creative Planning says Peter Mallouk has led the firm and its family of companies since 2004. Official firm biography
Common questions
Where does Peter Mallouk work?
Peter Mallouk has been President and CEO of Creative Planning, LLC since December 2003, and is a control person of the firm.
Is Peter Mallouk a financial advisor?
Yes. Peter Mallouk has a current investment-adviser registration in Kansas and Texas, through Creative Planning since April 2002, as of 17 October 2026.
How many years of experience does Peter Mallouk have?
Peter Mallouk has worked in the financial industry for 24 years as of 17 October 2026, counted from 12 April 2002, across 3 adviser firms.
What exams has Peter Mallouk passed?
Peter Mallouk has passed 3 licensing exams: the Series 65, Series 63 and Series 7. The earliest, the Series 65, was passed in November 2001.
Where is Peter Mallouk based?
Peter Mallouk’s registered office is in Overland Park, KS.
Leadership at Creative Planning
- Molly RothoveVice President
- David KayeChief Financial Officer
- Lee RichardsonChief Risk and Chief Compliance Officer
- James BattmerChief Investment Officer
- Jonathan KnappChief Operations Officer
- Ramesh PoolaCo-Chief Investment
- Chatten ScruggsChief Technology Officer