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Lee Richardson

Chief Risk and Chief Compliance Officer at Creative Planning

Investment adviser registrationOverland Park, KSSEC record checked 18 October 2026

5
Years in the industry
5
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Lee Richardson is Chief Risk and Chief Compliance Officer of Creative Planning, LLC, a Overland Park investment adviser managing $296B. Lee Richardson has been registered through Creative Planning since 20 May 2021, has 5 years in the industry across 1 firm and has passed the Series 65.

Role at Creative Planning

Title on Schedule A
Chief Risk and Chief Compliance Officer
Control
Lee Richardson is a control person of Creative Planning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lee Richardson has held the filed role since July 2021.

The firm

Creative Planning, LLC
Overland Park, KS

Form ADV filed 10 July 2026

$296B AUM100,298 clients1,538 advisers151 offices

Career on record

Lee Richardson has been registered through Creative Planning since May 2021.

Firms and exams, newest first
  1. Creative PlanningCurrent
    – present · 5 years
    Overland Park, KS · Adviser representative · Firm CRD 105348
  2. Passed Series 65 · 2021

Registrations and exams

Lee Richardson has a current investment-adviser registration in Kansas and has passed 1 qualifying exam.

Kansas20 May 2021
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6520 May 2021
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Lee Richardson
CRD
7288516
Firm
Creative Planning, LLC
Registration status
Investment adviser registration
Office
5454 W. 110TH STREET, Overland Park, KS 66211
Firm bio
creativeplanning.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Creative Planning lists Lee Richardson as Chief Risk and Compliance Officer. Official firm biography

Education

Common questions

Where does Lee Richardson work?

Lee Richardson has been Chief Risk and Chief Compliance Officer of Creative Planning, LLC since July 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 July 2026

Is Lee Richardson a financial advisor?

Yes. Lee Richardson has a current investment-adviser registration in Kansas, through Creative Planning since May 2021, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Lee Richardson have?

Lee Richardson has worked in the financial industry for 5 years as of 18 October 2026, counted from 19 May 2021, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Lee Richardson passed?

Lee Richardson passed the Series 65 in May 2021.

Source: IAPD individual record, checked 18 October 2026

Where is Lee Richardson based?

Lee Richardson’s registered office is in Overland Park, KS.

Source: IAPD individual record, checked 18 October 2026

Leadership at Creative Planning

Sources

  1. IAPD individual record, CRD 7288516. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Creative Planning, LLC, filed 10 July 2026. Title, control and ownership bands.
  3. Creative Planning team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lee Richardson or Creative Planning, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.