Career
Peter Haley has been SR. Vice President of Ullico Investment Advisors since January 2024. Peter Haley is a control person of the firm and directly owns under 5% of it.
Ullico Investment Advisors, Inc. is a Bethesda, MD firm with $13.9B under management, 25 clients and 58 advisers across 6 offices, as of its August 2026 filing.
No adviser firm registrations are on Peter Haley’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 15 September 2023 |
| SIE | Securities Industry Essentials Examination | 7 June 2023 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Peter T Haley
- CRD
- 5511027
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Peter Haley work?
Peter Haley has been SR. Vice President of Ullico Investment Advisors, Inc. since January 2024, and is a control person of the firm.
Does Peter Haley have a current investment-adviser registration?
Peter Haley has a current broker registration and no current investment-adviser registration.
What exams has Peter Haley passed?
Peter Haley has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in June 2023.
Leadership at Ullico Investment Advisors
- Hugh DarceySR. Vice President, Real Estate Equity Fund
- Cathy HumphreySR. Vice President
- Herbert KolbenDirector, SR. Vice President
- Joseph LinehanPresident, Director
- Yinan YuChief Financial Officer, Secretary, Treasurer, Director
- Cathy HumphreyDirector, Chief Operating Officer
- Richard LarocqueChief Compliance Officer
- Kenneth ScottDirector