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Joseph Linehan

President, Director at Ullico Investment Advisors

Broker registration; no current adviser registration

Joseph Linehan is President, Director of Ullico Investment Advisors, Inc., a Bethesda investment adviser managing $13.9B. Joseph Linehan has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

5
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Joseph Linehan has been President, Director of Ullico Investment Advisors since August 2011. Joseph Linehan is a control person of the firm and directly owns under 5% of it.

Ullico Investment Advisors, Inc. is a Bethesda, MD firm with $13.9B under management, 25 clients and 58 advisers across 6 offices, as of its August 2026 filing.

No adviser firm registrations are on Joseph Linehan’s record.

Credentials and registrations

Examinations

Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 2415 September 2005
Name
General Securities Principal Examination
Series 639 September 2005
Name
Uniform Securities Agent State Law Examination
Series 711 August 2005
Name
General Securities Representative Examination

Individual record

Full name
Joseph Richard Linehan
CRD
4951041

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Joseph Linehan work?

Joseph Linehan has been President, Director of Ullico Investment Advisors, Inc. since August 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 August 2026

Does Joseph Linehan have a current investment-adviser registration?

Joseph Linehan has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Joseph Linehan passed?

Joseph Linehan has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in August 2005. FINRA credited Joseph Linehan with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Ullico Investment Advisors

Sources

  1. IAPD individual record, CRD 4951041. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ullico Investment Advisors, Inc., filed 4 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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