Penny Houseman has been an investment adviser representative at The Kocen Financial Group since March 2020, and is not listed among the firm’s executive officers or direct owners.
The Kocen Financial Group, Inc. is a Rancho Mirage, CA firm with $186M under management, 222 clients and 5 advisers in one office, as of its March 2026 filing.
- – present · 6 yearsRancho Mirage, CA · Adviser representative · Firm CRD 112129
Investment adviser representative registrations
Penny Houseman is registered as an investment adviser representative in California, since March 2020.
- CaliforniaSince 2 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 March 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Penny Jacqueline Houseman
- CRD
- 5760422
- Firm
- The Kocen Financial Group · CRD 112129
- Office
- 35900 BOB HOPE DR., SUITE 202, Rancho Mirage, CA 92270-1767
- Registration
- Investment adviser registration
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Penny Houseman work?
Penny Houseman is an investment adviser representative registered through The Kocen Financial Group, Inc. since March 2020, and is not listed among the firm’s executive officers or direct owners.
Is Penny Houseman a financial advisor?
Yes. Penny Houseman has a current investment-adviser registration in California, through The Kocen Financial Group since March 2020.
How many years of experience does Penny Houseman have?
Penny Houseman has 6 years in the financial industry, since March 2020, across 1 adviser firm.
What exams has Penny Houseman passed?
Penny Houseman passed the Series 65 in March 2020.
Where is Penny Houseman based?
Penny Houseman’s registered office is in Rancho Mirage, CA.
Is Penny Houseman registered with FINRA?
No. Penny Houseman has no current broker registration.
How can I verify Penny Houseman’s record?
Search CRD 5760422 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Penny Houseman’s full registration record.
