David Tsikman has been Chief Compliance Officer of The Kocen Financial Group since August 2024, is a control person of the firm and directly owns under 5% of it.
The Kocen Financial Group, Inc. is a Rancho Mirage, CA firm with $186M under management, 222 clients and 5 advisers in one office, as of its March 2026 filing.
- – present · 4 yearsRancho Mirage, CA · Adviser representative · Firm CRD 112129
Investment adviser representative registrations
David Tsikman is registered as an investment adviser representative in California, since November 2021.
- CaliforniaSince 22 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 22 May 2024 |
| Series 66 | Uniform Combined State Law Examination | 22 November 2021 |
| Series 7TO | General Securities Representative Examination | 13 September 2021 |
| SIE | Securities Industry Essentials Examination | 30 August 2020 |
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7419643
- Firm
- The Kocen Financial Group · CRD 112129
- Role
- Chief Compliance Officer
- Office
- 35900 BOB HOPE DR., SUITE 202, Rancho Mirage, CA 92270-1767
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does David Tsikman work?
David Tsikman has been Chief Compliance Officer of The Kocen Financial Group, Inc. since August 2024, and is a control person of the firm.
Is David Tsikman a financial advisor?
Yes. David Tsikman has a current investment-adviser registration in California, through The Kocen Financial Group since November 2021.
How many years of experience does David Tsikman have?
David Tsikman has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has David Tsikman passed?
David Tsikman has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 24. The earliest, the SIE, was passed in August 2020.
Where is David Tsikman based?
David Tsikman’s registered office is in Rancho Mirage, CA.
Is David Tsikman registered with FINRA?
No. David Tsikman has no current broker registration.
How can I verify David Tsikman’s record?
Search CRD 7419643 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Tsikman’s full registration record.
