Paul Wilkin has been an investment adviser representative at SMI Advisory Services since May 2019, and is not listed among the firm’s executive officers or direct owners.
Smi Advisory Services, LLC is a Columbus, IN firm with $949M under management, 1,083 clients and 5 advisers in one office, as of its January 2026 filing.
Paul Wilkin’s longest registration is the current one, 7 years at SMI Advisory Services since 2019. Before joining SMI Advisory Services in 2019, Paul Wilkin was registered through Hammond Associates.
- Smi Advisory Services, LLCCurrent– present · 7 yearsColumbus, IN · Adviser representative · Firm CRD 137872
- Hammond Associates– · 4 yearsSt. Louis, MO · Adviser representative · Firm CRD 106845
Investment adviser representative registrations
Paul Wilkin is registered as an investment adviser representative in Indiana, since May 2019.
- IndianaSince 2 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 9 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 1995 |
| Series 7 | General Securities Representative Examination | 22 December 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 May 1992 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul Lance Wilkin
- CRD
- 2233449
- Firm
- SMI Advisory Services · CRD 137872
- Office
- 4400 RAY BOLL BLVD., Columbus, IN 47203
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Wilkin work?
Paul Wilkin is an investment adviser representative registered through Smi Advisory Services, LLC since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is Paul Wilkin a financial advisor?
Yes. Paul Wilkin has a current investment-adviser registration in Indiana, through SMI Advisory Services since May 2019.
How many years of experience does Paul Wilkin have?
Paul Wilkin has 12 years in the financial industry, since July 2014, across 2 adviser firms.
What exams has Paul Wilkin passed?
Paul Wilkin has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 3. The earliest, the Series 6, was passed in May 1992.
Where did Paul Wilkin work before SMI Advisory Services?
Before SMI Advisory Services, Paul Wilkin was registered through Hammond Associates, June 2006 to March 2011.
Where is Paul Wilkin based?
Paul Wilkin’s registered office is in Columbus, IN.
Is Paul Wilkin registered with FINRA?
No. Paul Wilkin has no current broker registration.
How can I verify Paul Wilkin’s record?
Search CRD 2233449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Wilkin’s full registration record.
