Paul Mannion has been an investment adviser representative at Platform Wealth Management since April 2024, and is not listed among the firm’s executive officers or direct owners. Paul Mannion holds a Bachelor of Arts in Economics from the University of California, Santa Barbara.
Platform Wealth Management, LLC is a Holladay, UT firm with $509M under management, 270 clients and 9 advisers across 4 offices, as of its September 2026 filing.
Paul Mannion is Wealth Advisor at Platform Wealth Advisors. He has been helping clients since 2003, providing financial planning and education, and has worked with clients on investments, insurance, retirement planning, college planning and personal cash flows.
Paul Mannion’s longest registration was 10 years at Walpole Financial Advisors, LLC (2014–2024). Before joining Platform Wealth Management in 2024, Paul Mannion was registered through Walpole Financial Advisors, LLC and Mercer Global Advisors Inc.
- Platform Wealth AdvisorsCurrent– present · 2 yearsGoleta, CA · Adviser representative · Firm CRD 329313
- Walpole Financial Advisors, LLC– · 10 yearsGoleta, CA · Adviser representative · Firm CRD 135834
- Mercer Global Advisors Inc.– · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 147363
Professional designations
Listed by Platform Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Paul Mannion is registered as an investment adviser representative in 2 states. The first approvals date from April 2024; the most recent is Texas, in September 2024.
- CaliforniaSince 8 April 2024
- TexasSince 10 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 November 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 2004 |
| Series 7 | General Securities Representative Examination | 15 May 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Kevin Mannion
- CRD
- 4764558
- Firm
- Platform Wealth Management · CRD 329313
- Office
- 70 SANTA FELICIA DRIVE, Goleta, CA 93117
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- platformadvise.com
Where does Paul Mannion work?
Paul Mannion is an investment adviser representative registered through Platform Wealth Management, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Paul Mannion a financial advisor?
Yes. Paul Mannion has a current investment-adviser registration in California and Texas, through Platform Wealth Management since April 2024.
How many years of experience does Paul Mannion have?
Paul Mannion has 13 years in the financial industry, since November 2012, across 3 adviser firms.
What exams has Paul Mannion passed?
Paul Mannion has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2004.
Where did Paul Mannion work before Platform Wealth Management?
Before Platform Wealth Management, Paul Mannion was registered through Walpole Financial Advisors, LLC, February 2014 to April 2024; Mercer Global Advisors Inc., November 2011 to February 2013.
Where is Paul Mannion based?
Paul Mannion’s registered office is in Goleta, CA.
Is Paul Mannion registered with FINRA?
No. Paul Mannion has no current broker registration.
Is Paul Mannion a CFP?
Platform Wealth Management lists Paul Mannion with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Paul Mannion’s record?
Search CRD 4764558 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Mannion’s full registration record.