Paul Katsion has been an investment adviser representative at RIA Advisory Group since November 2023, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
- RIA Advisory Group, LLCCurrent– present · 2 yearsMount Pleasant, IA · Adviser representative · Firm CRD 152566
Investment adviser representative registrations
Paul Katsion is registered as an investment adviser representative in Iowa, since November 2023.
- IowaSince 16 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 November 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 October 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul Dean Katsion
- CRD
- 6634116
- Firm
- RIA Advisory Group · CRD 152566
- Office
- 100 South Main St, Mount Pleasant, IA 52641
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Katsion work?
Paul Katsion is an investment adviser representative registered through RIA Advisory Group, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Paul Katsion a financial advisor?
Yes. Paul Katsion has a current investment-adviser registration in Iowa, through RIA Advisory Group since November 2023.
How many years of experience does Paul Katsion have?
Paul Katsion has 9 years in the financial industry, since January 2017, across 1 adviser firm.
What exams has Paul Katsion passed?
Paul Katsion has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2016. FINRA credited Paul Katsion with the SIE, which began in October 2018.
Where is Paul Katsion based?
Paul Katsion’s registered office is in Mount Pleasant, IA.
Is Paul Katsion registered with FINRA?
No. Paul Katsion has no current broker registration.
How can I verify Paul Katsion’s record?
Search CRD 6634116 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Katsion’s full registration record.
