Paul Grace has been an investment adviser representative at Aspirean Wealth since November 2014, and is not listed among the firm’s executive officers or direct owners. Paul Grace studied University of California at San Diego. Paul Grace is a graduate of studies, Tulane University.
Aspirean Wealth, LLC is a Mill Valley, CA firm with $233M under management, 165 clients and 6 advisers across 3 offices, as of its January 2026 filing.
Paul Grace is Founder, Wealth Manager of Aspirean Wealth. Grace creates and maintains clients' financial plans and investment portfolios as both a wealth manager and tax advisor. Grace spent nearly five years as an auditor for the IRS before establishing tax and wealth management firms.
Paul Grace’s longest registration is the current one, 11 years at Aspirean Wealth since 2014. Before joining Aspirean Wealth in 2014, Paul Grace was registered through Independent Financial Group, LLC and Genworth Financial Advisers Corporation.
- Aspirean Wealth, LLCCurrent– present · 11 yearsMill Valley, CA · Adviser representative · Firm CRD 173138
- Independent Financial Group, LLC– · 2 yearsMill Valley, CA · Adviser representative · Firm CRD 7717
- Genworth Financial Advisers Corporation– · 11 yearsMill Valley, CA · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Paul Grace is registered as an investment adviser representative in California, since November 2014.
- CaliforniaSince 3 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 November 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 October 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul Victor Grace
- CRD
- 4011326
- Firm
- Aspirean Wealth · CRD 173138
- Office
- 6 KNOLL LANE, SUITE B, Mill Valley, CA 94941
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspirean.com
Where does Paul Grace work?
Paul Grace is an investment adviser representative registered through Aspirean Wealth, LLC since November 2014, and is not listed among the firm’s executive officers or direct owners.
Is Paul Grace a financial advisor?
Yes. Paul Grace has a current investment-adviser registration in California, through Aspirean Wealth since November 2014.
How many years of experience does Paul Grace have?
Paul Grace has 25 years in the financial industry, since February 2001, across 3 adviser firms.
What exams has Paul Grace passed?
Paul Grace has passed 2 licensing exams: the Series 6 and Series 66. The earliest, the Series 6, was passed in October 1999. FINRA credited Paul Grace with the SIE, which began in October 2018.
Where did Paul Grace work before Aspirean Wealth?
Before Aspirean Wealth, Paul Grace was registered through Independent Financial Group, LLC, April 2012 to October 2014; Genworth Financial Advisers Corporation, February 2001 to May 2012.
Where is Paul Grace based?
Paul Grace’s registered office is in Mill Valley, CA.
Is Paul Grace registered with FINRA?
No. Paul Grace has no current broker registration.
How can I verify Paul Grace’s record?
Search CRD 4011326 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Grace’s full registration record.
