Patrick McCabe has been an investment adviser representative at RIA Advisory Group since August 2020, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Patrick McCabe’s longest registration is the current one, 6 years at RIA Advisory Group since 2020. Before joining RIA Advisory Group in 2020, Patrick McCabe was registered through Visionpoint Advisory Group and LPL Financial LLC.
- RIA Advisory Group, LLCCurrent– present · 6 yearsSioux Falls, SD · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 1 yearSioux Falls, SD · Adviser representative · Firm CRD 168733
- LPL Financial LLC– · 1 yearSioux Falls, SD · Adviser representative · Firm CRD 6413
- Principal Securities, Inc.– · 2 yearsSioux Falls, SD · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Patrick McCabe is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2020; the most recent is Texas, in January 2023.
- South DakotaSince 6 August 2020
- TexasResidentSince 9 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 28 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 August 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 July 2015 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Patrick Michael McCabe
- CRD
- 6529539
- Firm
- RIA Advisory Group · CRD 152566
- Office
- 6300 S. Old Village Pl, Suite 100, Sioux Falls, SD 57108
- Registration
- Investment adviser registration
- In the industry since
- July 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Patrick McCabe work?
Patrick McCabe is an investment adviser representative registered through RIA Advisory Group, LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Patrick McCabe a financial advisor?
Yes. Patrick McCabe has a current investment-adviser registration in South Dakota and Texas, through RIA Advisory Group since August 2020.
How many years of experience does Patrick McCabe have?
Patrick McCabe has 11 years in the financial industry, since July 2015, across 4 adviser firms.
What exams has Patrick McCabe passed?
Patrick McCabe has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in July 2015. FINRA credited Patrick McCabe with the SIE, which began in October 2018.
Where did Patrick McCabe work before RIA Advisory Group?
Before RIA Advisory Group, Patrick McCabe was registered through Principal Securities, Inc., May 2016 to April 2019.
Where is Patrick McCabe based?
Patrick McCabe’s registered office is in Sioux Falls, SD.
Is Patrick McCabe registered with FINRA?
No. Patrick McCabe has no current broker registration.
How can I verify Patrick McCabe’s record?
Search CRD 6529539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick McCabe’s full registration record.
