Ory Schwartz has been an investment adviser representative at Caitlin John since October 2025, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
- Simplyria Advisor NetworkCurrent– present · under a yearBoca Raton, FL · Adviser representative · Firm CRD 154494
Investment adviser representative registrations
Ory Schwartz is registered as an investment adviser representative in Florida, since October 2025.
- FloridaSince 23 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2025 |
| SIE | Securities Industry Essentials Examination | 18 June 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ory Menachem Schwartz
- CRD
- 8179017
- Firm
- Caitlin John · CRD 154494
- Office
- Boca Raton, FL
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Ory Schwartz work?
Ory Schwartz is an investment adviser representative registered through Caitlin John, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ory Schwartz a financial advisor?
Yes. Ory Schwartz has a current investment-adviser registration in Florida, through Caitlin John since October 2025.
How many years of experience does Ory Schwartz have?
Ory Schwartz has 1 year in the financial industry, since October 2025, across 1 adviser firm.
What exams has Ory Schwartz passed?
Ory Schwartz has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in June 2025.
Where is Ory Schwartz based?
Ory Schwartz’s registered office is in Boca Raton, FL.
Is Ory Schwartz registered with FINRA?
No. Ory Schwartz has no current broker registration.
How can I verify Ory Schwartz’s record?
Search CRD 8179017 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ory Schwartz’s full registration record.