Nina Gupta is a control person of Victory Capital Management and directly owns under 5% of it. Nina Gupta holds a Law degree from the University of London and a Masters in Law from the University of Cambridge.
Victory Capital Management is an investment adviser based in San Antonio, TX, registered with the SEC since 1994. It provides investment management. Its clients include investment companies, pooled investment vehicles, and corporations and other businesses. Its regulatory assets under management total $283 billion, as filed on 30 September 2026. Its fees, ownership and offices are on the firm’s profile.
Nina Gupta is Chief Legal Officer and Head of Human Resource Administration of Victory Capital. Previously, she was general counsel and secretary of RS Investments, which was acquired by Victory Capital in July 2016. Earlier, she was an associate at the law firm Shearman & Sterling LLP.
- CRD
- 6401011
- Firm
- Victory Capital Management · CRD 106189
- Role
- Chief Legal Officer, Secretary, Director
- In role since
- July 2016 · 10 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- San Antonio, TX
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- vcm.com
Where does Nina Gupta work?
Nina Gupta has been Chief Legal Officer, Secretary, Director of Victory Capital Management Inc. since July 2016, and is a control person of the firm.
How can I verify Nina Gupta’s record?
Nina Gupta’s role is listed on Victory Capital Management Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 106189.
