Michael Policarpo has been President, Chief Financial Officer & Chief Administrative Officer, Director of Victory Capital Management since August 2013, is not listed as a control person, but directly owns under 5% of the firm. Michael Policarpo holds a BS in business and economics from Lehigh University.
Victory Capital Management Inc. is a San Antonio, TX firm with $283B under management, 18,120 clients and 170 advisers across 9 offices, as of its September 2026 filing.
Michael D. Policarpo is President, Chief Financial Officer and Chief Administrative Officer of Victory Capital. He is responsible for the firm’s financial operations, accounting and treasury management, and for its day-to-day operations. He joined the firm in 2005 and has held several senior roles, including chief operating officer from February 2016 to March 2019.
No adviser firm registrations are on Michael Policarpo’s record.
Professional designations
Listed by Victory Capital Management
- CPA
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 October 2007 |
| Series 7 | General Securities Representative Examination | 22 August 2007 |
| Series 27 | Financial and Operations Principal Examination | 8 February 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Michael Dennis Policarpo
- CRD
- 4316912
- Firm
- Victory Capital Management · CRD 106189
- Role
- President, Chief Financial Officer & Chief Administrative Officer, Director
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- investor.vcm.com
Where does Michael Policarpo work?
Michael Policarpo has been President, Chief Financial Officer & Chief Administrative Officer, Director of Victory Capital Management Inc. since August 2013.
Does Michael Policarpo have a current investment-adviser registration?
Michael Policarpo has a current broker registration and no current investment-adviser registration.
What exams has Michael Policarpo passed?
Michael Policarpo has passed 4 licensing exams: the Series 27, Series 7, Series 24 and Series 99TO. The earliest, the Series 27, was passed in February 2001. FINRA credited Michael Policarpo with the SIE, which began in October 2018.
Is Michael Policarpo registered with FINRA?
Yes. Michael Policarpo has a current broker registration, under CRD 4316912.
Source: FINRA BrokerCheck
How can I verify Michael Policarpo’s record?
Search CRD 4316912 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Policarpo’s full registration record.
