Charles Mathes has been Chief Compliance Officer of Victory Capital Management since October 2025, is not listed as a control person, but directly owns under 5% of the firm.
Victory Capital Management Inc. is a San Antonio, TX firm with $283B under management, 18,120 clients and 170 advisers across 9 offices, as of its September 2026 filing.
Charles Mathes’ longest registration was 6 years at Primerica Advisors (2012–2018). Before joining Victory Capital Management in 2022, Charles Mathes was registered through Primerica Advisors.
- – present · 4 yearsSan Antonio, TX · Adviser representative · Firm CRD 106189
- Primerica Advisors– · 6 yearsDuluth, GA · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
Charles Mathes is registered as an investment adviser representative in Texas, since July 2022.
- TexasSince 6 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 20 July 2017 |
| Series 27 | Financial and Operations Principal Examination | 11 July 2014 |
| Series 66 | Uniform Combined State Law Examination | 22 December 2011 |
| Series 24 | General Securities Principal Examination | 23 November 2011 |
| Series 7 | General Securities Representative Examination | 3 November 2011 |
- Name
- Compliance Officer Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Charles B Mathes
- CRD
- 5980160
- Firm
- Victory Capital Management · CRD 106189
- Role
- Chief Compliance Officer
- Office
- 15935 LA CANTERA PKWY, San Antonio, TX 78256
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charles Mathes work?
Charles Mathes has been Chief Compliance Officer of Victory Capital Management Inc. since October 2025.
Is Charles Mathes a financial advisor?
Yes. Charles Mathes has a current investment-adviser registration in Texas, through Victory Capital Management since July 2022.
How many years of experience does Charles Mathes have?
Charles Mathes has 14 years in the financial industry, since November 2011, across 2 adviser firms.
What exams has Charles Mathes passed?
Charles Mathes has passed 8 licensing exams: the Series 7, Series 24, Series 66, Series 27, Series 53, Series 14, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in November 2011. FINRA credited Charles Mathes with the SIE, which began in October 2018.
Where did Charles Mathes work before Victory Capital Management?
Before Victory Capital Management, Charles Mathes was registered through Primerica Advisors, March 2012 to May 2018.
Where is Charles Mathes based?
Charles Mathes’ registered office is in San Antonio, TX.
Is Charles Mathes registered with FINRA?
Yes. Charles Mathes has a current broker registration, under CRD 5980160.
Source: FINRA BrokerCheck
How can I verify Charles Mathes’ record?
Search CRD 5980160 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Mathes’ full registration record.
