Nicole Wagner has been an investment adviser representative at Asset One Wealth Management since December 2025, and is not listed among the firm’s executive officers or direct owners.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Nicole Wagner’s longest registration was 1 year at Cetera Investment Advisers LLC (2024–2025). Before joining Asset One Wealth Management in 2025, Nicole Wagner was registered through Cetera Investment Advisers LLC.
- – present · under a yearFindlay, OH · Adviser representative · Firm CRD 336350
- Cetera Investment Advisers LLC– · 1 yearFindlay, OH · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Nicole Wagner is registered as an investment adviser representative in Ohio, since December 2025.
- OhioSince 26 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 March 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 30 November 2020 |
| SIE | Securities Industry Essentials Examination | 9 March 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicole Renee Wagner
- CRD
- 7223326
- Firm
- Asset One Wealth Management · CRD 336350
- Office
- 520 South Main Street, Suite A, Findlay, OH 45840
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicole Wagner work?
Nicole Wagner is an investment adviser representative registered through Asset One Wealth Management, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Wagner a financial advisor?
Yes. Nicole Wagner has a current investment-adviser registration in Ohio, through Asset One Wealth Management since December 2025.
How many years of experience does Nicole Wagner have?
Nicole Wagner has 5 years in the financial industry, since November 2020, across 2 adviser firms.
What exams has Nicole Wagner passed?
Nicole Wagner has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in March 2020.
Where did Nicole Wagner work before Asset One Wealth Management?
Before Asset One Wealth Management, Nicole Wagner was registered through Cetera Investment Advisers LLC, April 2024 to November 2025.
Where is Nicole Wagner based?
Nicole Wagner’s registered office is in Findlay, OH.
Is Nicole Wagner registered with FINRA?
Yes. Nicole Wagner has a current broker registration, under CRD 7223326.
Source: FINRA BrokerCheck
How can I verify Nicole Wagner’s record?
Search CRD 7223326 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicole Wagner’s full registration record.