Robert Phillips has been Managing Partner of Asset One Wealth Management since February 2026, is a control person of the firm and directly owns under 5% of it.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Robert Phillips’ longest registration was 11 years at Woodbury Financial Services, Inc. (2008–2019). Before joining Asset One Wealth Management in 2025, Robert Phillips was registered through LPL Financial LLC and Woodbury Financial Services, Inc.
- – present · 1 yearBellevue, WA · Adviser representative · Firm CRD 336350
- LPL Financial LLC– · 5 yearsBellevue, WA · Adviser representative · Firm CRD 6413
- Woodbury Financial Services, Inc.– · 11 yearsBellevue, WA · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Robert Phillips is registered as an investment adviser representative in Washington, since June 2025.
- WashingtonSince 30 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 29 June 2014 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 March 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 March 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Thomas Phillips
- CRD
- 5257305
- Firm
- Asset One Wealth Management · CRD 336350
- Role
- Managing Partner
- Office
- 11201 SE 8TH STREET, SUITE 105, Bellevue, WA 98004
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Phillips work?
Robert Phillips has been Managing Partner of Asset One Wealth Management, LLC since February 2026, and is a control person of the firm.
Is Robert Phillips a financial advisor?
Yes. Robert Phillips has a current investment-adviser registration in Washington, through Asset One Wealth Management since June 2025.
How many years of experience does Robert Phillips have?
Robert Phillips has 19 years in the financial industry, since December 2006, across 3 adviser firms.
What exams has Robert Phillips passed?
Robert Phillips has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 26 and Series 7. The earliest, the Series 6, was passed in December 2006. FINRA credited Robert Phillips with the SIE, which began in October 2018.
Where did Robert Phillips work before Asset One Wealth Management?
Before Asset One Wealth Management, Robert Phillips was registered through Woodbury Financial Services, Inc., March 2008 to October 2019.
Where is Robert Phillips based?
Robert Phillips’ registered office is in Bellevue, WA.
Is Robert Phillips registered with FINRA?
Yes. Robert Phillips has a current broker registration, under CRD 5257305.
Source: FINRA BrokerCheck
How can I verify Robert Phillips’ record?
Search CRD 5257305 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Phillips’ full registration record.