Austin Velarde has been Managing Partner of Asset One Wealth Management since February 2026, is a control person of the firm and directly owns under 5% of it.
Asset One Wealth Management, LLC is a Bellevue, WA firm with $983M under management, 1,173 clients and 9 advisers across 9 offices, as of its October 2026 filing.
Austin Velarde’s longest registration is the current one, 1 year at Asset One Wealth Management since 2025. Before joining Asset One Wealth Management in 2025, Austin Velarde was registered through LPL Financial LLC and Rba Wealth Management, LLC.
- – present · 1 yearBellevue, WA · Adviser representative · Firm CRD 336350
- LPL Financial LLC– · under a yearBellevue, WA · Adviser representative · Firm CRD 6413
- Rba Wealth Management, LLC– · 1 yearNewport Beach, CA · Adviser representative · Firm CRD 291029
Investment adviser representative registrations
Austin Velarde is registered as an investment adviser representative in Washington, since June 2025.
- WashingtonSince 30 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 November 2023 |
| Series 7TO | General Securities Representative Examination | 26 May 2023 |
| SIE | Securities Industry Essentials Examination | 24 November 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Austin Lawrence Velarde
- CRD
- 7649461
- Firm
- Asset One Wealth Management · CRD 336350
- Role
- Managing Partner
- Office
- 11201 SE 8TH STREET, SUITE 105, Bellevue, WA 98004
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Austin Velarde work?
Austin Velarde has been Managing Partner of Asset One Wealth Management, LLC since February 2026, and is a control person of the firm.
Is Austin Velarde a financial advisor?
Yes. Austin Velarde has a current investment-adviser registration in Washington, through Asset One Wealth Management since June 2025.
How many years of experience does Austin Velarde have?
Austin Velarde has 3 years in the financial industry, since May 2023, across 3 adviser firms.
What exams has Austin Velarde passed?
Austin Velarde has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2021.
Where did Austin Velarde work before Asset One Wealth Management?
Before Asset One Wealth Management, Austin Velarde was registered through Rba Wealth Management, LLC, December 2023 to December 2024.
Where is Austin Velarde based?
Austin Velarde’s registered office is in Bellevue, WA.
Is Austin Velarde registered with FINRA?
Yes. Austin Velarde has a current broker registration, under CRD 7649461.
Source: FINRA BrokerCheck
How can I verify Austin Velarde’s record?
Search CRD 7649461 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Austin Velarde’s full registration record.