Role at Chandler Asset Management
- Title on Schedule A
- Chief Executive Officer
- Control
- Nicole Dragoo is a control person of Chandler Asset Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Nicole Dragoo has held the filed role since January 2023.
The firm
Form ADV filed 25 March 2026
Career on record
Nicole Dragoo has been registered through Chandler Asset Management since December 2025.
- – present · 1 yearSan Diego, CA · Adviser representative · Firm CRD 107287
- Passed Series 7TO, Series 24, Series 66 and Series 51 · 2025
- Passed SIE · 2024
- Passed Series 7 · 2000
Registrations and exams
Nicole Dragoo has a current investment-adviser registration in California and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 16 December 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 September 2025 |
| Series 51 | Municipal Fund Securities Principal Examination | 7 November 2025 |
| Series 24 | General Securities Principal Examination | 22 August 2025 |
| Series 7TO | General Securities Representative Examination | 9 May 2025 |
| SIE | Securities Industry Essentials Examination | 12 July 2024 |
| Series 7 | General Securities Representative Examination | 21 September 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Nicole Marie Dragoo
- CRD
- 4263078
- Registration status
- Investment adviser and broker registrations
- Office
- 9255 TOWNE CENTRE DRIVE, SUITE 600, San Diego, CA 92121
- Firm bio
- chandlerasset.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
She is Chief Executive Officer at Chandler Asset Management. She joined in December 2001 in an operations role and has led the expansion of the firm’s operations, compliance, legal, and administrative functions as the firm has grown. Chandler Asset Management, Executive
Credentials and memberships
- Juris Doctor (JD)Chandler Asset Management, Executive
Common questions
Where does Nicole Dragoo work?
Nicole Dragoo has been Chief Executive Officer of Chandler Asset Management Inc since January 2023, and is a control person of the firm.
Is Nicole Dragoo a financial advisor?
Yes. Nicole Dragoo has a current investment-adviser registration in California, through Chandler Asset Management since December 2025, as of 17 October 2026.
How many years of experience does Nicole Dragoo have?
Nicole Dragoo has worked in the financial industry for 2 years as of 17 October 2026, counted from 31 December 2023, across 1 adviser firm.
What exams has Nicole Dragoo passed?
Nicole Dragoo has passed 6 licensing exams: the Series 7, SIE, Series 7TO, Series 24, Series 66 and Series 51. The earliest, the Series 7, was passed in September 2000.
Where is Nicole Dragoo based?
Nicole Dragoo’s registered office is in San Diego, CA.
Leadership at Chandler Asset Management
- Ryan TauberChief Operating Officer
- Michael RasmussenChief Compliance Officer
- Martin CassellCFO and Corporate Advisor
- William DennehyCo-Chief Investment Officer
- Scott PrickettCo-Chief Investment Officer
- Jayson SchmittCo-Chief Investment Officer